Broadridge Financial Solutions, Inc. (5B9)

Overview

Broadridge Financial Solutions, Inc. specializes in providing innovative technology-driven solutions and investor communications for the financial services industry. Established in 1962 and headquartered in Lake Success, New York, Broadridge plays a pivotal role in the global financial markets by enhancing client engagement, navigating risk, optimizing efficiency, and generating revenue growth for businesses. The company’s services span across a wide array of financial operations, including proxy materials processing, regulatory report distribution, and comprehensive technology and operations management solutions.

Products and Services

• Investor Communication Solutions: This segment focuses on the processing and distribution of proxy materials to investors in equity securities and mutual funds, facilitating vote processing. It also encompasses the distribution of regulatory reports, class action, corporate action/reorganization information, and tax reporting solutions. Services include:
  • ProxyEdge: An electronic proxy delivery and voting tool.
  • Data-driven solutions for content management, composition, and omnichannel distribution of regulatory, marketing, and transactional information.
  • Mutual fund trade processing services.
  • Omni-channel customer communications solutions operated through the Broadridge Communications Cloud platform.
• Global Technology and Operations: Provides automation solutions for the entire transaction lifecycle of various financial securities and products, from order capture and execution to clearing and settlement. This segment ensures efficient and streamlined operations through:
  • Automated solutions for trade confirmation, margin, cash management, clearing and settlement, and more.
  • Reference data management, reconciliations, securities financing, collateral management, asset servicing, compliance, and regulatory reporting services.
  • Portfolio accounting, custody-related services, and technology solutions that support portfolio management, compliance, fee billing, and operational needs.
  • Business process outsourcing services, offering capital market, wealth, and investment management solutions designed to augment operational capabilities.