Complii FinTech Solutions Ltd (CF1)

Overview

Complii FinTech Solutions Ltd is a pioneering firm, with its roots deeply embedded in the financial services sector both in Australia and on the international front. The company, along with its subsidiaries, has developed an integrated corporate and adviser management platform, specifically designed to cater to the multifaceted needs of the financial services sector. This platform showcases a variety of innovative solutions aimed at streamlining operations, enhancing compliance, and facilitating seamless transactions for both advisers and their clients. Headquartered in Sydney, Australia, Complii FinTech Solutions Ltd stands as a beacon of innovation, driving forward the FinTech landscape through its array of products and services.

Products and Services

• Account Fast – This service streamlines the process of establishing new adviser-client relationships, enabling seamless online service management.
• Boom – Offers an efficient back office online management system for client account administration and paraplanning, simplifying complex processes.
• Adviser Bid – Facilitates the automated distribution and acceptance of corporate deals, enhancing the deal flow within the financial ecosystem.
• Complaints – A management system designed to handle complaints efficiently, ensuring timely notifications and adherence to mandatory obligation deadlines.
• Compliance – Ensures that all transactionally related Australian Financial Services Licence (AFSL) requirements are fulfilled, maintaining high standards of compliance.
• Corporate Highway Access – Provides access to corporate deal flow and liquidity within the Complii Community, fostering a transparent and efficient marketplace.
• Financial Crimes – A solution that alerts to suspicious trading activities and screens clients or investors, bolstering the security of financial transactions.
• Online Portfolio – An online portal for advisers' clients, enabling access to information and the ability to download necessary forms easily.
• Risk Management – Assists in the identification, management, and control of risks across an organization, ensuring a robust risk management framework.
• Staff Trading – Manages, checks, and reconciles pre-order staff trading requests, maintaining integrity and compliance in trading activities.
• Caddie – Offers mandatory training for AFSL client firms, their users, and clients, supporting ongoing professional accreditation requirements.
• Registry Direct – Provides an online registry and communication service for issuers and investors of both listed and unlisted corporations and funds, including the management of corporate employee share schemes.
• PRIMARYMARKETS.com – A platform for capital raising and online trading of securities in unlisted companies and funds, opening up new avenues for investment and liquidity.