TOPS® Managed Risk Growth ETF (0P0000VE7M)

Overview

The company operates a sophisticated investment structure known as a fund-of-funds, which primarily dedicates its resources to investing in a diversified portfolio of exchange-traded funds (ETFs). A characteristic feature of this strategy is adhering to a policy where, under regular market conditions, at least 80% of the firm's assets are allocated towards ETFs. These ETFs are selected based on their focus on various asset classes, including government and corporate fixed income securities, equities (both common and preferred stocks), Real Estate Investment Trusts (REITS), and securities tied to natural resources. To enhance its investment approach, the fund employs exchange-traded futures contracts as a risk management tool, aiming to hedge against market risk and mitigate the volatility of returns. This strategic combination of ETFs investment and futures contracts for hedging purposes defines the company's methodical approach to achieving its investment objectives while attempting to safeguard investor capital.

Products and Services

The company offers a comprehensive range of investment products and services, designed to cater to the diverse needs of its investors through the following mechanisms:

• Exchange-Traded Funds (ETFs): By investing the bulk of its assets in ETFs, the company provides investors with exposure to a diverse range of asset classes. This includes:
  • Government fixed income securities ETFs: These funds invest in government bonds and securities, offering investors a lower-risk income option.
  • Corporate fixed income securities ETFs: Aimed at investors seeking exposure to corporate bonds, these funds combine potential for higher income than government securities with modest risk.
  • Common and preferred stocks ETFs: These funds are targeted towards investors aiming for growth by investing in a mix of common and preferred stocks across various industries.
  • REITs ETFs: For those interested in real estate investment, REITs ETFs provide a way to gain exposure to real estate markets without having to buy property directly.
  • Natural resource-related securities ETFs: Catering to investors seeking exposure to commodities and natural resources, these ETFs include investments in energy, metals, and other natural resources.
• Exchange-Traded Futures Contracts: As a part of its risk management strategy, the company utilizes futures contracts to hedge market risks and stabilize the portfolio's return volatility. This service is particularly beneficial for investors looking to mitigate the impact of market fluctuations on their investments.