| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| TJD Thomas John Drogan PR Inc.IPAL SECURITIES Inc. | 14,903 | $588,114.46 | $790,082.54 | $201,968.08 | 34.34% |
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 5,394 | $239,918.55 | $285,450.48 | $45,531.93 | 18.98% |
Jeff Ameen Spire Wealth Management | 28,450 | $1.26M | $1.51M | $244,629.27 | 19.39% |
| SL Shad Lamm Keystone Wealth Services LLC | 7,365 | $330,265.5 | $390,197.7 | $59,932.2 | 18.15% |
| AWM Accurate Wealth Management LLC Accurate Wealth Management LLC | 6,000 | $249,180 | $317,728.8 | $68,548.8 | 27.51% |
| BATS Exchange | US Country |
This investment fund primarily focuses on deploying at least 80% of its net assets into FLexible EXchange® Options (FLEX Options) that are tied to the SPDR® S&P 500® ETF Trust, commonly referred to as the underlying ETF. FLEX Options represent a specialized category of exchange-traded option contracts, distinguished by their customizable terms, which can cater to specific investor needs for flexibility in their investment strategies. These instruments are backed by the Options Clearing Corporation (OCC), providing a guarantee for settlement. However, they still bear counterparty risk associated with the OCC, and liquidity issues may arise as they are not as commonly traded as standard exchange-traded options. The fund is characterized by its non-diversified status, meaning it invests in a limited array of securities which could lead to increased risk and volatility.
FLEX Options are a type of exchange-traded options with customizable terms, allowing investors to specify conditions such as expiration dates, strike prices, and exercise styles. These options reference the SPDR® S&P 500® ETF Trust, making them directly linked to the performance of the S&P 500 index. Despite their adaptability and the settlement guarantee provided by the Options Clearing Corporation, investors need to be cautious of the counterparty risk and the potential for lower liquidity compared to more traditional exchange-traded options.