| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| TJD Thomas John Drogan PR Inc.IPAL SECURITIES Inc. | 24,525 | $973,895.76 | $1.2M | $227,583.99 | 23.37% |
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 1,240 | $52,893.14 | $60,660.8 | $7,767.66 | 14.69% |
| LJB Laura J. Bornheimer GWN SECURITIES Inc. | 18,733 | $822,465.66 | $916,605.69 | $94,140.03 | 11.45% |
Jeff Ameen Spire Wealth Management | 17,026 | $680,105.74 | $833,485.7 | $153,379.96 | 22.55% |
Daniel Cesta Pinnacle Wealth Management Group Inc. | 4,150 | $202,686 | $203,157.85 | $471.85 | 0.23% |
| BATS Exchange | US Country |
The entity in question is a fund that focuses on investing in FLexible EXchange® Options (FLEX Options), with at least 80% of its net assets allocated towards options that reference the SPDR® S&P 500® ETF Trust. FLEX Options differentiate themselves by offering customizable terms, making them a financial instrument that combines the benefits of exchange-traded options with added flexibility. However, it's important to note that despite the guarantee of settlement by the Options Clearing Corporation (OCC), there is still the presence of counterparty risk with the OCC. Additionally, FLEX Options may offer less liquidity compared to more traditional exchange-traded options. The fund operates with a non-diversified strategy, focusing its investments primarily in the aforementioned financial instruments.
These are exchange-traded options contracts that allow for customizable terms. The fund invests primarily in FLEX Options that reference the SPDR® S&P 500® ETF Trust. These options are notable for their flexibility in terms of strike prices, settlement styles, and expiration dates. Despite being guaranteed for settlement by the Options Clearing Corporation (OCC), investors should be aware of the potential counterparty risk associated with the OCC. Additionally, FLEX Options can be less liquid than standard exchange-traded options, highlighting the trade-off between customization and liquidity.