| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| TJD Thomas John Drogan PR Inc.IPAL SECURITIES Inc. | 4,036 | $211,843 | $234,108.18 | $22,265.18 | 10.51% |
| LJB Laura J. Bornheimer GWN SECURITIES Inc. | 6,511 | $341,796 | $377,475.22 | $35,679.22 | 10.44% |
Jeff Ameen Spire Wealth Management | 32,326 | $1.29M | $1.87M | $579,671.57 | 44.82% |
| SL Shad Lamm Keystone Wealth Services LLC | 4,857 | $202,391.19 | $281,414.58 | $79,023.39 | 39.04% |
| CAL CoreCap Advisors LLC CoreCap Advisors LLC | 641 | $26,710.47 | $37,210.05 | $10,499.58 | 39.31% |
| BATS Exchange | US Country |
The fund focuses on investment strategies primarily through FLexible EXchange® Options (FLEX Options) that are tied to the performance of the SPDR® S&P 500® ETF Trust. By allocating at least 80% of its net assets into these FLEX Options, the fund seeks to capitalize on the customizable features of these exchange-traded options contracts. Despite the guarantee of settlement by the Options Clearing Corporation, there's an inherent counterparty risk involved with the OCC, and the liquidity of FLEX Options may not match that of more conventional exchange-traded options. The fund is characterized by a non-diversified investment approach, focusing on these specific derivative products to achieve its investment objectives.
These are exchange-traded options contracts that offer customizable terms, allowing the fund to tailor its investment strategy to specific requirements. FLEX Options reference the SPDR® S&P 500® ETF Trust, aligning the fund's performance with that of the underlying ETF. While they are guaranteed for settlement by the Options Clearing Corporation, they carry counterparty risk and may exhibit lower liquidity compared to more traditional options.