Complii FinTech Solutions Ltd (CF1)

Overview

Complii FinTech Solutions Ltd is a dynamic entity operating within the financial services sector, with a focus on providing an integrated platform for corporate and advisor management. With subsidiaries under its umbrella, Complii extends its services not only across Australia but also on an international level. It specializes in streamlining operations for the financial sector through a suite of technologically advanced solutions, designed to improve efficiency, manage compliance, and enhance advisor-client relationships. Through its innovative approach, Complii aims to address the complex needs of its clients by offering customizable tools for various aspects of the financial services industry.

Products and Services

• Account Fast: Facilitates the establishment of new adviser-client relationships through an online service management platform, streamlining the onboarding process.
• Boom: Offers back office online management tools focused on client account administration and paraplanning, enhancing operational efficiency.
• Adviser Bid: Enables automated distribution and acceptance of corporate deals, simplifying deal flow management for advisers.
• Complaints: A system dedicated to managing resolutions, notifications, and alerts for mandatory obligation deadlines, ensuring regulatory compliance.
• Compliance: Fulfills all transactionally related AFSL (Australian Financial Services Licence) requirements, aiding firms in maintaining regulatory adherence.
• Corporate Highway Access: Provides a platform for corporate deal flow and liquidity within the Complii Community, fostering an integrated financial community.
• Financial Crimes: A tool that alerts to suspicious trading activity and screens clients/investors, promoting a secure trading environment.
• Online Portfolio: Acts as a portal for Adviser's clients to access information and download forms, enhancing client engagement and transparency.
• Risk Management: Helps identify, manage, and control risks across an organization, supporting a comprehensive approach to risk oversight.
• Staff Trading: Manages, checks, and reconciles pre-order staff trading requests, ensuring compliance with internal and regulatory trading policies.
• Caddie: Offers mandatory training to enable AFSL client firms, their registered users, and clients to satisfy and maintain required professional accreditations.
• Registry Direct: Provides an online shareholder registry and communications service for both listed and unlisted corporations and funds, including corporate employee share scheme management services.
• PRIMARYMARKETS.com: A platform facilitating capital raising and online trading for securities in unlisted companies and funds, expanding financial market access.