| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 114,470 | $4.26M | $5.45M | $1.19M | 27.9% |
| WDW William Dudley Webb Jr. WORLD EQUITY GROUP Inc. | 19,090 | $715,380.62 | $910,115.75 | $194,735.13 | 27.22% |
| MK Matthew Kolesky ARBOR CAPITAL MANAGEMENT Inc. /ADV | 9,986 | $361,701.34 | $476,082.55 | $114,381.21 | 31.62% |
Christian McGill CFC Planning Co. LLC | 22,655 | $993,331.25 | $1.08M | $85,726.4 | 8.63% |
Jeff Ameen Spire Wealth Management | 4,962 | $194,212.68 | $236,464.11 | $42,251.43 | 21.76% |
| BATS Exchange | US Country |
The described entity is a fund that primarily focuses on investing in FLexible EXchange® Options (FLEX Options) which are tied to the performance of the SPDR® S&P 500® ETF Trust. This investment approach designates the fund to rely substantially on the utilization of FLEX Options, a type of derivatives that provides the flexibility to specify key aspects like exercise prices, styles, and expiration dates. These options are exchanged traded, bringing a mix of customization and standardization that is appealing for various investment strategies. The fund is categorized as non-diversified, meaning it may invest a larger portion of its assets in fewer positions, potentially increasing its exposure to the risk and return from those positions.
This product consists of customized equity or index option contracts that are designed to reference the price performance of the Underlying ETF. The chief characteristic of FLEX Options is their customizable nature, where investors can tailor specific contract features according to their investment strategies or requirements. These features include the exercise price, which is the price at which the option holder can buy (call option) or sell (put option) the underlying asset; the style, which can be American (options can be exercised at any time before expiration) or European (options can only be exercised at the expiration date); and the expiration date itself, which is the date the option contract expires. Trading on an exchange, FLEX Options offer the liquidity and price transparency typically associated with regulated markets, alongside the ability to craft a contract that meets specific investor needs.