DF Dent Midcap Growth Fund Institutional Plus Shares (DFMLX)

Overview

The fund is designed to invest primarily in equity securities of medium-sized companies, aiming to leverage the growth potential of these entities. Adhering strictly to its 80% Policy, the fund commits at least 80% of its net assets, along with borrowings intended for investment purposes, towards equity securities of companies that fit its medium-sized criteria. This approach allows for a focused yet diversified investment strategy, targeting U.S.-listed equity securities including a broad array of investment instruments such as common and preferred stocks, securities convertible into U.S. common stocks, REITs, ADRs, and ETFs. The investment strategy is built on the premise that medium-sized companies offer a unique blend of growth potential and financial resilience, aiming to generate competitive returns for investors.

Products and Services

• Common Stocks

  Equity investments in publicly traded companies that represent ownership shares in these entities. This forms the core of the fund's investment, seeking capital appreciation and, in some cases, dividends.

• Preferred Stocks

  A type of stock that provides dividends before any dividends are issued to common stockholders. Preferred stocks typically offer a fixed dividend, combining features of both equity and debt securities.

• Securities Convertible into U.S. Common Stocks

  Investments in bonds, preferred stocks, or other securities that can be converted into common stock of the issuing company, allowing investors to potentially benefit from an increase in the stock price.

• Real Estate Investment Trusts (REITs)

  Focuses on investments in REITs, which are companies that own, operate, or finance income-generating real estate across a range of property sectors. This allows fund investors to gain exposure to real estate markets indirectly.

• American Depositary Receipts (ADRs)

  Securities that represent ownership in shares of a foreign company but trade on U.S. stock exchanges. ADRs allow the fund to diversify geographically without the complexities of investing directly in foreign markets.

• Exchange-Traded Funds (ETFs)

  Invests in ETFs to gain exposure to a broad index or sector, offering diversification within the fund’s portfolio. ETFs are selected based on their alignment with the fund’s investment objectives and strategies.