Harbor SMID Cap Value ETF (EPSV)

Overview

The fund prioritizes investing a minimum of 80% of its net assets, along with any borrowings made for investment purposes, in securities held by companies categorized as “transformative technology” firms. These are entities across various sectors that the Subadvisor identifies as having significant growth prospects linked to innovative and transformative technologies. Notably, the fund operates on a non-diversified basis, focusing its investments on a concentrated selection of high-potential technology companies.

Products and Services

• Equity Investments

  The fund primarily invests in equities of transformative technology companies, believing these firms will drive significant advancements in their respective industries. This focus allows for exposure to high-growth sectors poised for substantial returns.

• Sector Diversification

  While the fund inherently targets transformative technology firms, it spans multiple sectors. This diversification helps to mitigate risk while capitalizing on growth potential across various industry landscapes that rely on disruptive technologies.

• Active Management

  The fund is managed actively by a Subadvisor, who continually assesses investment opportunities in the market to identify those that align with the transformative technology theme. This proactive approach helps in adapting to changing market conditions and optimizing returns.

• Research and Analysis

  The Subadvisor conducts in-depth research and analysis to evaluate potential investments, examining trends, technologies, and company fundamentals. This rigorous analytical process aims to uncover high-performing stocks in the technology space.

• Borrowing for Investment

  In addition to utilizing available assets for investments, the fund may also engage in borrowing to enhance its investment capabilities. This strategy allows for increased holdings in targeted transformative companies that show strong growth potential, albeit with associated risks.