| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
Michael Byun SageView Advisory Group LLC | 1,894 | $50,581 | $55,560.49 | $4,979.49 | 9.84% |
Michael Dziura Westfuller Advisors, LLC | 53,781 | $1.46M | $1.59M | $133,040.89 | 9.11% |
| AJG Andrew J. Gilbert Keystone Financial Group Inc. | 2,599 | $69,436.69 | $77,682.81 | $8,246.12 | 11.88% |
| DC David Cantor LongView Asset Management LLC | 9,566 | $240,604.54 | $285,922.96 | $45,318.42 | 18.84% |
| KV Katherine Vessenes Vestment Financial LLC | 12,342 | $321,371.23 | $368,896.21 | $47,524.98 | 14.79% |
| NASDAQ (NMS) Exchange | US Country |
This company focuses on tracking specific market indices through investments that mirror those indices. By allocating at least 90% of its assets to the securities within its target index, it aims to replicate the index's performance. The remaining up to 10% of assets may be invested in futures, options, and swap contracts, in addition to cash and cash equivalents or securities not present in the index. This strategic diversification allows the company to enhance its portfolio and potentially increase returns while still aligning closely with the performance of its benchmark index. As a non-diverse entity, the company operates with a concentrated investment focus, dedicating a substantial portion of its portfolio to securities that are expected to drive its performance.
The core of the company's offerings involves investments that closely follow the components of a specific index. These investments are designed to mimic the performance of the index, providing investors with a passive investment strategy that aligns with the overall movements of the targeted market sectors.
In addition to index-based investments, the company may allocate up to 10% of its assets in futures, options, and swap contracts. These financial instruments are used to hedge against market volatility, speculate on future movements of assets, or gain exposure to various financial instruments without necessarily owning the underlying assets. This allows for enhanced flexibility and potential for portfolio optimization.
A portion of the company’s assets may also be held in cash and cash equivalents. This strategy provides liquidity and safety, ensuring that the company can meet its short-term obligations and take advantage of immediate investment opportunities. Cash holdings also serve as a buffer during market downturns, protecting the portfolio's value.
While the majority of the company's investments mirror a specific index, it may also invest in securities not included in its primary index. This slight diversification can offer additional avenues for growth and allow the company to capitalize on opportunities outside of its main investment focus. However, these investments are capped at 10% of the company’s assets, maintaining a strong emphasis on index-tracking as the primary investment strategy.