Fullthaler Betz Small-Mid Cap Fund - Class R6 (FTSFX)

Overview

This fund primarily focuses on investing in common stocks of small to medium capitalization companies located in the United States. Adhering to its 80% Policy, the fund dedicates a significant portion of its assets in these stocks, aiming to achieve its investment objective by leveraging market opportunities within this segment. Besides direct stock investments, the fund incorporates a diversified approach by potentially including REITs, Business Development Companies (BDCs), and Exchange Traded Funds (ETFs) within its portfolio. These additional investments must align with the fund's principal investment strategy, targeting entities that present characteristics conducive to the fund's growth and performance objectives.

Products and Services

• Investment in Small to Medium Cap Stocks

  The core of the fund's strategy is to invest at least 80% of its net assets, alongside any borrowings for investment purposes, into common stocks of small to medium-sized companies based in the U.S. This focus on small to medium cap stocks is intended to capitalize on the growth potential of these companies, which may be greater in comparison to larger corporations due to their size and market adaptability.

• Real Estate Investment Trusts (REITs)

  As part of its diversified investment approach, the fund may allocate a portion of its assets into REITs. These trusts invest directly in real estate properties and mortgages, and shares of REITs are traded like stocks. Investing in REITs allows the fund to gain exposure to the real estate market, potentially providing a steady income stream from rent and property sales, as well as capital appreciation.

• Business Development Companies (BDCs)

  BDCs are entities that invest in small and mid-sized businesses. By allocating funds into BDCs, the investment fund diversifies its portfolio further by backing companies that may not be directly accessible through public markets. BDC investments can offer the potential for high income and capital growth, stemming from the performance of the underlying businesses that BDCs support.

• Exchange Traded Funds (ETFs)

  Part of the fund's assets may also be invested in ETFs that mirror the investment characteristics the fund seeks. ETFs are investment funds traded on stock exchanges, much like stocks, and they hold assets such as stocks, commodities, or bonds. This investment allows the fund to benefit from the diversified and flexible nature of ETFs, catering to the fund's strategy by investing in ETFs whose focus aligns with the fund's objectives.