| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 22,352 | $906,374.6 | $1.01M | $104,159.32 | 11.49% |
Jeff Ameen Spire Wealth Management | 625 | $24,156.25 | $28,262.5 | $4,106.25 | 17% |
| SL Shad Lamm Keystone Wealth Services LLC | 15,786 | $661,591.26 | $713,685.06 | $52,093.8 | 7.87% |
| ED Eric Duncan NorthCrest Asset Manangement LLC | 21,770 | $713,488.03 | $984,439.4 | $270,951.37 | 37.98% |
| CAL CoreCap Advisors LLC CoreCap Advisors LLC | 8,841 | $349,288.72 | $400,232.07 | $50,943.35 | 14.58% |
| BATS Exchange | US Country |
The described fund is a financial entity that focuses its investment strategy on the use of FLexible EXchange® Options (FLEX Options), which are specifically tied to the performance of the SPDR® S&P 500® ETF Trust. This trust is an exchange-traded fund (ETF) designed to replicate, to the extent possible, the performance of the S&P 500® Index by investing in the stocks that comprise the index. The fund's investment approach relies heavily on these FLEX Options to potentially benefit from the ETF's price movements. Given its concentration on options that reference a single ETF, the fund operates with a non-diversified status, meaning it invests a significant portion of its assets in the securities of the ETF and related options, rather than spreading investments across a wide range of assets.
FLEX Options are customized exchange-traded option contracts that provide investors with the ability to specify key contract terms like the exercise style, expiration date, and strike price. The fund utilizes these instruments to gain exposure to the price performance of the SPDR® S&P 500® ETF Trust. This strategy allows the fund to adapt its investment approach based on market conditions and the specific goals of the fund, offering a tailored way to potentially capitalize on the performance of the S&P 500®.
The fund’s primary investment focus is on the SPDR® S&P 500® ETF Trust, one of the most widely recognized ETFs designed to track the performance of the S&P 500® Index. By investing substantially all of its assets in options that reference this ETF, the fund seeks to mirror the economic outcomes that would result from directly investing in the underlying ETF itself. The reliance on a replication strategy, where feasible, to directly purchase stocks comprised in the index, allows the fund to align closely with the ETF’s performance, potentially leveraging the diversified nature of the S&P 500® for investment outcomes.