| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
Jay Annis Annis Gardner Whiting Capital Advisors, LLC | 3,683 | $102,654 | $109,642.91 | $6,988.91 | 6.81% |
David Vollmer PFS Partners, LLC | 6,162 | $162,490.22 | $183,442.74 | $20,952.52 | 12.89% |
| ARCA Exchange | US Country |
The provided company is a specialized investment fund focusing on the U.S. small capitalization companies market. It commits a significant portion of its resources, specifically at least 80% of its net assets, including those obtained through borrowing for investment purposes, to equity securities and option contracts which track the economic performance of these small cap entities. Operating as a non-diversified fund, it places a larger amount of assets in fewer holdings, which can lead to larger gains or losses compared to more diversified counterparts. This investment approach targets investors looking for exposure to the growth potential of U.S. small cap companies while acknowledging the risks associated with lesser diversification.
The fund invests in equity securities of U.S. small capitalization companies. This includes purchasing stocks or other equity instruments of these companies, which represent ownership interests. Such investments are chosen based on the fund's assessment of the companies' growth potentials, financial health, and market position. This strategy is designed for investors seeking growth through exposure to the U.S. small cap market.
To give investors economic exposure to equity securities of U.S. small capitalization companies without directly owning the stocks, the fund invests in option contracts. These financial derivative instruments offer the opportunity to capitalize on the price movements of small cap stocks, thereby providing a diversified means of engagement with this market segment. Options can increase fund flexibility, potentially hedge against investment risks, and exploit market opportunities more efficiently.