| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 1,571 | $35,097.53 | $34,569.85 | -$527.68 | -1.5% |
Keith Dubauskas One Plus One Wealth Management LLC | 115,559 | $2.64M | $2.55M | -$88,237.34 | -3.35% |
| KC Kasey Cook Maripau Wealth Management LLC | 91,716 | $2.1M | $2.02M | -$83,287.54 | -3.96% |
Christian Keedy Guardian Wealth Advisors LLC / Nc | 623,475 | $14.43M | $13.72M | -$709,208.75 | -4.92% |
Christoph Von Dem Bussche Financial Guidance Group Inc. | 170,726 | $3.84M | $3.76M | -$74,736.54 | -1.95% |
| BATS Exchange | US Country |
The fund is an actively managed Exchange-Traded Fund (ETF) with a focus on both fixed income and equity-linked investments. It aims to achieve its investment objectives by employing a hybrid strategy, blending the security and predictability of fixed income investments with the growth potential of equity-linked notes. By primarily investing in U.S. Treasury Bills, U.S. Treasury Notes, and securities issued by U.S. government-sponsored entities (GSEs), the fund seeks to maintain a stable base. Additionally, it allocates a portion of its assets to Equity-Linked Notes (ELNs), providing the potential for capital appreciation tied to the performance of underlying equities. This approach allows the fund to aim for both income generation and growth, catering to investors looking for a balanced risk-reward profile.
These are short-term and medium-term fixed income securities issued by the U.S. Department of the Treasury. They are considered among the safest investments since they are backed by the full faith and credit of the U.S. government. Treasury Bills (T-Bills) are short-term securities with maturities of one year or less, while Treasury Notes (T-Notes) are medium-term securities with maturities ranging from two to ten years. The fund invests in these instruments to secure a stable and reliable income stream.
These securities are issued by agencies or enterprises established by the U.S. Congress to serve public policy goals. Examples include the Federal National Mortgage Association (Fannie Mae) and the Federal Home Loan Mortgage Corporation (Freddie Mac). GSE securities typically offer higher yields than U.S. Treasury securities, reflecting a slightly higher risk. The fund invests in these securities to enhance its yield potential while maintaining a focus on high credit quality.
ELNs are debt instruments that provide returns based on the performance of a single security, a basket of securities, a stock index, or a combination of these. The returns on these notes are usually linked to the positive performance of the underlying asset, offering the potential for capital appreciation. However, they may also provide some level of capital protection in case of a negative performance, depending on the specific terms of the ELNs. By investing a portion of its assets in ELNs, the fund aims to achieve growth in addition to income, adding a dynamic element to its investment strategy.