| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| TJD Thomas John Drogan PR Inc.IPAL SECURITIES Inc. | 90,433 | $2.55M | $3.05M | $502,172.73 | 19.68% |
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 1,837 | $57,329.34 | $61,906.9 | $4,577.56 | 7.98% |
Jeff Ameen Spire Wealth Management | 208 | $6,059.04 | $7,009.6 | $950.56 | 15.69% |
| AL Acas LLC Acas LLC | 7,134 | $208,312.8 | $240,273.12 | $31,960.32 | 15.34% |
| AWM Accurate Wealth Management LLC Accurate Wealth Management LLC | 7,104 | $241,109.76 | $239,404.8 | -$1,704.96 | -0.71% |
| BATS Exchange | US Country |
The fund is an investment vehicle that primarily focuses on allocating at least 80% of its net assets into FLEX Options that are tied to the performance of the iShares Russell 2000 ETF. FLEX Options distinguish themselves by their customizable terms, offering a unique investment product in the exchange-traded options space. However, these options carry counterparty risk with the Options Clearing Corporation (OCC) despite being guaranteed for settlement by the OCC. This stands out as a notable aspect of the fund’s investment strategy, which also bears the consideration of potential liquidity issues compared to more traditional exchange-traded options. Operating as a non-diversified fund, it positions itself in a specific niche within the investment landscape, aiming at investors who are looking for exposure to the Russell 2000 index with a degree of flexibility and customization not commonly found in standard investment vehicles.
This product allows investors to engage with the Russell 2000 market index through FLEX Options, which are exchange-traded options contracts featuring customizable terms. These terms can be tailored to fit specific investment strategies or risk profiles, offering a level of adaptability not found in standard options contracts. Despite their customizable nature and settlement guarantee from the OCC, these FLEX Options come with counterparty risk related to the OCC itself and might exhibit lower liquidity when compared to more traditional exchange-traded options. This product forms the core of the fund's investment strategy, aiming to capitalize on the performance of small-cap U.S companies by at least 80% of its net assets, representing a unique blend of strategy and flexibility in options trading.