| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| TJD Thomas John Drogan PR Inc.IPAL SECURITIES Inc. | 166,700 | $5.58M | $6.24M | $668,477.04 | 11.99% |
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 1,323 | $44,545.41 | $49,493.43 | $4,948.02 | 11.11% |
| AL Acas LLC Acas LLC | 15,193 | $423,678.91 | $568,218.2 | $144,539.29 | 34.12% |
| AB Andrew Blass Atlantic Private Wealth LLC | 17,553 | $591,009.51 | $656,833.26 | $65,823.75 | 11.14% |
| ED Eric Duncan NorthCrest Asset Manangement LLC | 8,776 | $289,933.02 | $328,228.54 | $38,295.52 | 13.21% |
| BATS Exchange | US Country |
The fund described focuses on investing primarily in Flexible Exchange® Options (FLEX Options) that are tied to the iShares Russell 2000 ETF. FLEX Options are distinct from standard options contracts because they offer customizability in terms of their contract terms, allowing for a tailored investment approach. These options are exchange-traded and provided with settlement guarantees by the Options Clearing Corporation (OCC). However, it's noteworthy that they carry counterparty risk associated with the OCC and may exhibit lower liquidity compared to conventional exchange-traded options. The fund adopts a non-diversified investment strategy, which implies it concentrates its investments more heavily in specific assets, potentially increasing both the risk and reward from those investments.
FLEX Options offer investors a way to gain exposure to the performance of the iShares Russell 2000 ETF, which tracks the Russell 2000 index, a small-cap stock market index. These options provide flexibility in setting their terms, such as expiration dates and strike prices, differing from standardized options contracts. This customization allows investors to tailor their investment strategies to specific market outlooks or hedging needs. Despite their customizable nature, FLEX Options carry risks, including counterparty risk with the OCC, and they may be less liquid than more widely traded options.