| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 142,794 | $3.42M | $3.44M | $15,676.02 | 0.46% |
| CAL CoreCap Advisors LLC CoreCap Advisors LLC | 401 | $9,642.91 | $9,652.07 | $9.16 | 0.09% |
| TRG Timothy R. Guthrie Bullseye Investment Management LLC | 104,691 | $2.53M | $2.52M | -$15,436.24 | -0.61% |
| NRI NFP Retirement Inc. NFP Retirement Inc. | 15,440 | $369,479.39 | $370,868.8 | $1,389.41 | 0.38% |
| RN Ron New Whipplewood Advisors LLC | 32,034 | $789,937.56 | $770,097.36 | -$19,840.2 | -2.51% |
| BATS Exchange | US Country |
The fund is distinguished as an actively managed exchange-traded fund (ETF) with a strategic focus on investing in two main types of financial instruments: U.S. Treasury bills (U.S. Treasuries) and FLexible EXchange® Options (FLEX Options). The investment approach is heavily centered around U.S. Treasuries while also engaging in derivative trading through FLEX Options that are tied to a broad-based U.S. equity index, with a particular reference to the S&P 500® Price Return Index. Operating with a non-diversified structure, the fund endeavors to leverage these specific assets to cater to its investment objectives.
U.S. Treasury bills represent short-term government securities with maturity periods typically ranging from a few days to a year. The fund invests in these instruments, aiming to benefit from their safe-haven status, liquidity, and the potential to offer stable returns. U.S. Treasuries serve as a cornerstone of the fund's investment strategy, providing a foundation of low-risk assets.
FLEX Options are a type of options contract that provides investors with the ability to customize key contract terms like exercise prices, styles, and expiration dates. The fund utilizes FLEX Options that reference the S&P 500® Price Return Index, allowing for tailored exposure to the broader U.S. stock market. This strategic use of FLEX Options aims to harness the growth potential of the equity market, enabling the fund to achieve a balance between stability and growth within its investment portfolio.