| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| TM Tom McDonald Richards, MERRILL & PETERSON Inc. | 18,000 | $562,410 | $599,580 | $37,170 | 6.61% |
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 83,003 | $1.85M | $2.75M | $897,826.15 | 48.51% |
Jeff Ameen Spire Wealth Management | 10,690 | $233,790.3 | $356,725.3 | $122,935 | 52.58% |
| SL Shad Lamm Keystone Wealth Services LLC | 64,742 | $2.06M | $2.15M | $85,135.73 | 4.13% |
| CAL CoreCap Advisors LLC CoreCap Advisors LLC | 679 | $17,560.85 | $22,614.09 | $5,053.24 | 28.78% |
| BATS Exchange | US Country |
The provided company's investment strategy primarily involves allocating its assets towards FLexible EXchange® Options (FLEX Options) that are tied to the performance of the Invesco QQQ TrustSM, Series 1 (the underlying ETF). This focus on FLEX Options linked to a specific underlying ETF marks the fund's specialized investment approach. Given the nature of its investment strategy, the fund operates as a non-diversified entity, dedicating a substantial portion of its assets to investments that it believes can yield favorable returns based on the price performance of the referenced ETF.
The primary product offered by the fund consists of FLEX Options, which are derivative instruments designed to provide investors with increased flexibility in terms of strike prices, exercise styles, and expiration dates. These options are tied to the price performance of the Invesco QQQ TrustSM, Series 1, a well-known ETF that tracks the Nasdaq-100 Index. Investing in FLEX Options allows the fund to potentially capitalize on the market movements of the underlying ETF, aiming to achieve returns that correspond to the price performance of the QQQ ETF.
As a non-diversified fund, this investment strategy signifies a concentration of investments in a relatively smaller number of instruments or market activities–in this case, FLEX Options referencing the Invesco QQQ TrustSM, Series 1. This approach can lead to higher potential returns but also comes with a greater risk due to the lack of diversification. The fund's management team focuses on identifying and exploiting opportunities within the specified domain of the underlying ETF to generate investment gains for the fund's stakeholders.