| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| CAL CoreCap Advisors LLC CoreCap Advisors LLC | 633 | $14,233 | $20,866.84 | $6,633.84 | 46.61% |
| RM Rich Mowrer Brookwood Investment Group LLC | 18,888 | $467,313.86 | $615,654.36 | $148,340.5 | 31.74% |
| BATS Exchange | US Country |
The specified company is an investment entity that dedicates a significant portion of its resources—including at least 80% of its net assets—towards investing in FLexible EXchange® Options (FLEX Options) that are tied to the Invesco QQQ TrustSM, Series 1 (Underlying ETF). This underlying ETF is designed as a unit investment trust with the objective of emulating the investment results (prior to the deduction of fees and expenses) of the NASDAQ-100 Index. This index is renowned for featuring 100 of the largest domestic and international non-financial businesses listed on the Nasdaq Stock Market, selected based on market capitalization. In context, the company focuses on a non-diversified portfolio, indicative of its specialized investment approach.
This investment option pertains to customizable exchange-traded options that provide investors with the ability to specify key terms like exercise prices, styles, and expiration dates. The company invests at least 80% of its net assets in FLEX Options that reference the Invesco QQQ TrustSM, Series 1. By doing so, it aims to leverage the performance of the NASDAQ-100 Index indirectly through options that offer flexibility and precision in exposure and hedging.
The portfolio's primary investment instrument is the Invesco QQQ TrustSM, Series 1. This underlying ETF seeks to reflect the investment outcomes of the NASDAQ-100 Index, before accounting for fees and expenses. It encompasses 100 of the most significant domestic and international non-financial companies listed on the Nasdaq Stock Market, chosen based on market cap. The company's investment strategy, by largely focusing on this ETF, is designed to tap into the growth and performance of leading tech and innovation-driven companies without direct stock purchases.