Swan Defined Risk Growth Fund Class I (SDAIX)

Overview

The company operates within the financial industry, focusing on investments that target domestic small capitalization companies. It aims to achieve its investment objectives through a diversified strategy, incorporating direct investments, the utilization of ETFs (Exchange-Traded Funds), and sophisticated options trading. The primary goal is to generate returns while implementing hedging strategies to protect against downturns in the market. This is achieved through investing in equity securities, employing long-term put options for hedging, and actively trading put and call options on ETFs, securities, and various equity indices. The company's approach is designed to cater to investors looking for growth in small-cap sectors while minimizing risks associated with market volatility.

Products and Services

• Equity Securities of Domestic Small Capitalization Companies

  This service focuses on investing in the shares of domestic companies with a small market capitalization. The aim is to identify and invest in companies that have the potential for growth, thereby delivering value to investors by tapping into the often-overlooked segment of the market.

• Exchange-Traded Long-Term Put Options (for Hedging Purposes)

  To mitigate risks associated with volatile market conditions, the company invests in long-term put options traded on U.S. exchanges. These options serve as a hedge, protecting the portfolio from significant downturns by entitling the holder to sell specified equities at predetermined prices before the options expire.

• Buying and Selling Exchange-Traded Put and Call Options

  The company actively engages in the trading of put and call options on various ETFs, securities, and equity indices. This strategy is employed to generate additional returns through speculation on the direction in which these securities and indices will move. Put options give the company the right to sell a security at a predetermined price, while call options give the right to buy. This dynamic trading environment allows the company to capitalize on market movements and enhance overall investment returns.