| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| TJD Thomas John Drogan PR Inc.IPAL SECURITIES Inc. | 8,717 | $305,658.59 | $354,171.71 | $48,513.12 | 15.87% |
| TC Tyler Chaisson COMPASS CAPITAL Corp. /MA/ /ADV | 20,851 | $800,094.02 | $847,176.13 | $47,082.11 | 5.88% |
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 1,751 | $63,753.91 | $71,073.09 | $7,319.18 | 11.48% |
| KMT Kirk M. Tokheim Ameritas Advisory Services LLC | 27,358 | $1.06M | $1.11M | $48,721.62 | 4.59% |
Courtney Haddad Concurrent Investment Advisors, LLC | 6,268 | $241,756.24 | $256,799.96 | $15,043.72 | 6.22% |
| BATS Exchange | US Country |
The described fund operates as an investment vehicle primarily targeting large U.S. companies. By committing at least 80% of its net assets, in addition to any funds borrowed for investment purposes, the fund focuses on acquiring equity and equity-related securities. This broad categorization includes convertible bonds, convertible preferred stocks, depositary receipts, warrants, and rights. The strategic approach aims to leverage the growth potential of established companies in the United States, offering investors exposure to a diversified portfolio of equity investments.
Equity Securities: Central to its investment strategy, the fund invests in common stocks and other equity instruments issued by large-cap U.S. companies. This provides a foundation for growth and income potential, tapping into the dynamism and innovative capabilities of major corporations in the American market.
Convertible Bonds: As part of its diversified approach, the fund also invests in convertible bonds. These instruments offer the potential for income through fixed interest payments, with the added advantage of being convertible into a predetermined amount of the issuer's equity, offering an avenue for capital appreciation.
Convertible Preferred Stock: Similar to convertible bonds, this investment option includes preferred shares that provide income via dividends and can be converted into a set number of common shares, typically at the discretion of the holder. This combines the benefits of both equity and fixed-income securities.
Depositary Receipts: To offer investors exposure to foreign markets while maintaining the convenience of U.S.-based trading, the fund invests in depositary receipts. These are negotiable financial instruments issued by banks to represent shares in foreign companies, but are traded on U.S. stock exchanges.
Warrants and Rights: The fund may also allocate investments towards warrants and rights, which are financial instruments granting the holder the right to purchase the underlying company's stock at a specific price and within a certain period. These instruments can provide significant leverage and the potential for high returns, albeit with higher risk.