Saratoga Small Capitalization Portfolio Fund Class A (SSCYX)

Overview

The described fund primarily focuses on investing in common stocks of companies that are within the market capitalization range of the Russell 2000® Index. This index is a benchmark that measures the performance of the small-cap segment of the U.S. equity universe and is reconstituted annually. The goal of the fund is to replicate or surpass the investment performance of this segment of the market by aligning its investments with the capitalizations found within the index. Under adverse market conditions, to safeguard its investments or possibly to take advantage of lower-risk income opportunities, the fund is also prepared to allocate assets into investment-grade debt securities.

Products and Services

• Equity Investments in Small-Cap Companies: The fund dedicates at least 80% of its total assets to acquiring common stocks from companies whose market capitalizations correspond with the range observed in the Russell 2000® Index. This strategy aims to leverage the growth potential in small-cap markets, targeting companies that possess the capability for significant valuation increases.

• Adaptive Investment Strategies for Adverse Market Conditions: In situations where the market exhibits volatility or downward trends, the fund possesses the flexibility to shift its investment focus towards investment-grade debt securities. This conservative approach is aimed at reducing potential losses and preserving capital during difficult market periods, ensuring that investors' assets are somewhat protected against significant market downturns.