| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 12,014 | $360,345.27 | $457,613.26 | $97,267.99 | 26.99% |
| RAF Richard A. Flora Key Client Fiduciary Advisors LLC | 6,223 | $180,583.45 | $239,181 | $58,597.55 | 32.45% |
| SFL Safeguard Financial LLC Safeguard Financial LLC | 24,544 | $618,778.37 | $943,225.92 | $324,447.55 | 52.43% |
Kevin Zemann WealthPlan Investment Management LLC | 189,820 | $6.67M | $7.27M | $596,034.8 | 8.94% |
Christopher C. Powers Farther Finance Advisors, LLC | 7,110 | $237,885.19 | $272,881.8 | $34,996.61 | 14.71% |
| NYSE Exchange | US Country |
The provided description outlines a financial entity focused on investment strategies that closely follow specific indexes. This entity operates under the principle of investing a substantial portion of its assets in the securities that constitute a particular index. By doing so, it aims to replicate the performance of that index. Additionally, the investment strategy includes a significant concentration in specific industries or groups of industries to match the index's focus. This concentration strategy is a critical aspect of the fund's investment approach, implying that it will allocate 25% or more of its total assets in these targeted sectors. The mention of excluding collateral held from securities lending during asset allocation underscores a nuanced approach to investment management, highlighting a focus on direct investment in index components.
This product involves the fund investing most of its assets in the securities that make up a particular index. The goal is to mimic the performance of the index as closely as possible, offering investors an opportunity to invest in a diversified portfolio that reflects the market or sector the index represents.
The fund also specializes in concentrating its investments in specific industries or groups of industries, to the extent of at least 25% of its total assets. This strategy is employed to mirror the index's concentration in those sectors, providing a focused investment opportunity in industries that are predominant within the index.