| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 13,735 | $315,004.24 | $314,325.47 | -$678.77 | -0.22% |
Steven Scruggs FPA Queens Road Small Cap Value Fund | 18,212 | $423,434.94 | $416,872.68 | -$6,562.26 | -1.55% |
Austin Private Wealth Austin Private Wealth LLC | 41,207 | $946,705.53 | $943,228.23 | -$3,477.3 | -0.37% |
Ben Rothwell Keystone Financial Services | 27,565 | $627,873.05 | $630,825.02 | $2,951.97 | 0.47% |
Jeffery Yorg Focus Partners Advisor Solutions LLC | 24,928 | $583,642.02 | $570,477.28 | -$13,164.74 | -2.26% |
| NASDAQ (NMS) Exchange | US Country |
This company is involved in the management of an investment fund that primarily focuses on replicating the performance of a specified index. It is committed to investing at least 90% of its assets in the securities that make up the index. The objective is to provide investors with an investment return that corresponds to the performance of the index, before fees and expenses. The firm employs a passive management strategy to achieve its investment goal, except for the exercise of discretion allowed in investing up to 10% of its assets. This flexibility enables the incorporation of futures, options, and swap contracts, alongside cash and cash equivalents. Additionally, the firm may choose to invest in securities not included in the index if it believes they will assist in better index tracking.
The firm offers a broad range of investment products and services designed to meet various investor needs:
These are investment instruments that aim to mimic the performance of a predefined market index. The company invests a primary portion of its assets directly into the securities that are part of the target index, ensuring an investment return that closely mirrors the index's performance.
As a means to potentially enhance returns, or to hedge against market volatility, the firm may invest up to 10% of its portfolio in derivatives such as futures, options, and swap contracts. These instruments can provide investors with exposure to a range of underlying assets, including indices, without the need to directly invest in those assets.
Part of the fund's assets may be held in cash or cash equivalents, providing liquidity and safety. This allocation can help manage the fund's risk and facilitate the execution of investment decisions.
To enhance the fund's ability to track its index more closely, the firm might invest in securities not included in the index. By selecting these investments, the fund aims to compensate for any discrepancies between the performance of the index and the fund.