| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 11,285 | $404,506.66 | $449,143 | $44,636.34 | 11.03% |
| RAF Richard A. Flora Key Client Fiduciary Advisors LLC | 46,715 | $1.53M | $1.86M | $327,400.02 | 21.36% |
Christoph Von Dem Bussche Financial Guidance Group Inc. | 28,300 | $1.07M | $1.13M | $54,902 | 5.12% |
David Vollmer PFS Partners, LLC | 9,095 | $325,313.83 | $362,026.47 | $36,712.64 | 11.29% |
Andrea Butler Sequent Planning LLC | 15,472 | $568,649.26 | $615,862.96 | $47,213.7 | 8.3% |
| BATS Exchange | US Country |
The fund described focuses on investing primarily in FLexible EXchange® Options (FLEX Options) that are tied to the performance of the SPDR® S&P 500® ETF Trust. These options are distinct due to their customizable nature, allowing investors to specify key contract terms such as exercise prices, styles, and expiration dates. Unlike diversified funds, this fund commits to a non-diversified investment strategy, putting a significant portion of its assets into the specified FLEX Options. This approach is geared towards investors seeking to directly correlate their investment with the performance of the S&P 500, albeit through a more tailored investment vehicle.
The primary investment vehicle offered by the fund is centered around FLexible EXchange® Options (FLEX Options) associated with the SPDR® S&P 500® ETF Trust. Here are the key features:
These are customizable equity or index option contracts that trade on an exchange, providing the investor with the ability to tailor specific terms. This customization includes setting the exercise prices, choosing between American or European exercise styles, and deciding on expiration dates that can range from short to long-term durations. By investing substantially all of its assets in these instruments, the fund aims to track the price performance of the SPDR® S&P 500® ETF Trust closely, offering investors a unique way to gain exposure to the S&P 500's movements. The inherent flexibility of FLEX Options allows for detailed strategic planning and risk management, accommodating a wide array of investment strategies and objectives.