| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 25,123 | $926,834.52 | $997,634.33 | $70,799.81 | 7.64% |
| TRG Timothy R. Guthrie Bullseye Investment Management LLC | 13,996 | $468,121.26 | $555,711.18 | $87,589.92 | 18.71% |
| TT Tu Tran Crosspoint Financial LLC | 9,604 | $362,506 | $381,374.84 | $18,868.84 | 5.21% |
Christoph Von Dem Bussche Financial Guidance Group Inc. | 85,664 | $3.23M | $3.4M | $168,329.76 | 5.21% |
David Vollmer PFS Partners, LLC | 11,796 | $431,410.41 | $468,596.1 | $37,185.69 | 8.62% |
| BATS Exchange | US Country |
The fund described operates within the financial services sector, specializing in investment strategies that focus on FLexible EXchange® Options (FLEX Options). These options are tailored financial instruments designed to reference the price performance of a specific exchange-traded fund (ETF), in this case, the SPDR® S&P 500® ETF Trust. By investing substantially all of its assets in FLEX Options, the fund provides an innovative approach to track the performance of one of the most closely watched equity indices in the United States, the S&P 500®. These types of options allow for a high degree of customization in terms of exercise prices, styles, and expiration dates, setting them apart from standard options contracts that are traded on exchanges. Given its focus on a singular type of asset and a specific ETF, the fund classifies as non-diversified. This strategy may offer unique opportunities for investors looking for exposure to the performance of the S&P 500® while benefiting from the flexibility that FLEX Options provide.
The fund's primary investment strategy revolves around the utilization of FLEX Options, which are highly customizable options contracts. These contracts are designed to trade on an exchange, offering investors the opportunity to specify critical contract terms such as exercise prices, styles, and expiration dates. This customization capability allows investors to tailor their investment strategies to suit their risk tolerance, market outlook, and investment objectives, providing a more personalized approach to options trading.
Through its investment in FLEX Options that reference the SPDR® S&P 500® ETF Trust, the fund offers investors an innovative way to gain exposure to the performance of the S&P 500®. This approach combines the benefits of ETF investing, such as diversification and liquidity, with the flexibility and customization options of FLEX Options. Investors thus have an opportunity to participate in the equity market's growth through a vehicle that offers potential advantages over traditional ETF investments, including tailored risk management and strategic positioning.