| Name | Quantity | Cost | Value | Profit ($) | Gain (%) |
|---|---|---|---|---|---|
| CE Curtis Ellergodt Rothschild Investment LLC | 330 | $11,583 | $15,244.35 | $3,661.35 | 31.61% |
| JD Jim Dushek HARBOUR INVESTMENTS Inc. | 46,609 | $1.86M | $2.15M | $286,878.39 | 15.38% |
| RS Ramu Singh CALTON & ASSOCIATES Inc. | 4,963 | $198,257.62 | $229,265.78 | $31,008.16 | 15.64% |
Jeff Ameen Spire Wealth Management | 21,622 | $783,965.62 | $998,071.52 | $214,105.9 | 27.31% |
Daniel Cesta Pinnacle Wealth Management Group Inc. | 71,470 | $2.58M | $3.3M | $723,194.63 | 28.08% |
| BATS Exchange | US Country |
The company is focused on investing a significant portion of its net assets, specifically at least 80%, in FLEXible EXchange® Options (FLEX Options) that are tied to the SPDR® S&P 500® ETF Trust, also referred to as the underlying ETF. FLEX Options are distinct in their nature as they are exchange-traded options with customizable terms, offering a tailored investment approach based on individual or institutional requirements. These options, while guaranteed for settlement by the Options Clearing Corporation (OCC), carry counterparty risk associated with the OCC and may exhibit reduced liquidity compared to more conventional exchange-traded option contracts. The investment firm operates with a non-diversified portfolio strategy, directing a significant portion of its assets towards this specific investment vehicle.
FLEX Options represent a cornerstone product offered by the company, characterized by their exchange-traded format and customizable terms. These options allow for a more nuanced investment strategy, enabling investors to specify various conditions such as expiration date, strike price, and exercise style. They derive their value from the SPDR® S&P 500® ETF Trust, making them an indirect way to gain exposure to the performance of the S&P 500® Index. Despite the assurance of settlement by the Options Clearing Corporation, FLEX Options involve counterparty risk with the OCC and may possess lower liquidity levels than traditional exchange-traded options, necessitating investor diligence and an understanding of these unique risks.