Vaughan & Co. Securities Inc. Portfolio
Invests via Vaughan & Co. Securities Inc. | Managed by Vaughan & Co. Securities Inc.
Invests via Vaughan & Co. Securities Inc.
Managed by Vaughan & Co. Securities Inc.
Automatically Tracked
Company Profile
Regional broker-dealer focused on equity and fixed-income execution, trade settlement and institutional brokerage for Canadian and cross-border clients. Vaughan & Co. Securities Inc. operates as a middle-market intermediary offering capital markets access, research distribution and prime brokerage services to advisors, small-cap issuers and asset managers. The firm competes on relationship-driven execution, compliance capabilities and tailored underwriting for niche IPOs and private placements.
Regional broker-dealer focused on equity and fixed-income execution, trade settlement and institutional brokerage for Canadian and cross-border clients. Vaughan & Co. Securities Inc. operates as a middle-market intermediary offering capital markets access, research distribution and prime brokerage services to advisors, small-cap issuers and asset managers. The firm competes on relationship-driven execution, compliance capabilities and tailored underwriting for niche IPOs and private placements.
Investment Philosophy & Strategy
Positions itself as a relationship-driven capital markets intermediary that prioritizes liquidity provision, execution quality and compliance for small- and mid-cap Canadian and cross-border clients. Focuses on fee-generating brokerage, tailored underwriting for niche IPOs and private placements, and prime brokerage services, favoring steady revenue streams over proprietary risk-taking. Underwriting emphasizes rigorous due diligence, selective sector focus on growth-stage issuers, and a conservative capital allocation that limits balance-sheet exposure while enabling capital formation for clients.
Positions itself as a relationship-driven capital markets intermediary that prioritizes liquidity provision, execution quality and compliance for small- and mid-cap Canadian and cross-border clients. Focuses on fee-generating brokerage, tailored underwriting for niche IPOs and private placements, and prime brokerage services, favoring steady revenue streams over proprietary risk-taking. Underwriting emphasizes rigorous due diligence, selective sector focus on growth-stage issuers, and a conservative capital allocation that limits balance-sheet exposure while enabling capital formation for clients.
Disclaimer: This Portfolio is derived from and computed based on publicly available data from SEC filings.
Gain and growth charts are calculated per selected timeframe:
84.37%
Gain +0.27%
Monthly
0.87%
Yearly
10.99%
Drawdown
21.92%
$212.59M
Equity
Holdings
$212.59M
Investment
$129.3M
$92.73M
Profit +$393,199.43
Realized
$9.43M
Unrealized
$83.29M
Dividends
$21.13M
Goals
Avg. 63.67% completed goals
Yearly
Gain > 10% 2026
Yearly
Loss < 25% 2026
Yearly
Gain < 20% 2026
Today
Compared To Yesterday
Gain
0.27%
Profit
$393,199.43
Win %
83%
This Week
Compared To Last Week
Gain
-0.95%
Profit
-$2.03M
Win %
83%
This Month
Compared to last month
Gain
0.32%
Profit
$682,382.03
Win %
83%
This Year
Compared to last year
Gain
-1.02%
Profit
-$2.17M
Win %
82%
TU TELUS Corporation
+3.39%
+$5,642.45 
BMY Bristol-Myers Squibb Company
+3.27%
+$28,591.72 
RCI Rogers Communications Inc.
+3.17%
+$14,376.08 
GSK GSK plc Sponsored ADR
+3.06%
+$23,778.42 
VICI Vici Properties Inc.
+2.59%
+$13,291.11 
BX Blackstone Inc.
+2.34%
+$7,191.12 
ABBV AbbVie Inc.
+2.27%
+$16,754.58 
IBM International Business Machines Corporation
+2.19%
+$14,305.68 
LYB LyondellBasell Industries N.V.
+2.01%
+$6,411.99 
CVS CVS Health Corporation
+1.96%
+$14,107.7 
CHRD Chord Energy Corp
+1.94%
+$9,434.11 
PFE Pfizer Inc.
+1.87%
+$7,770.61 
DOW Dow Inc.
+1.83%
+$4,833.19 
BIPC Brookfield Infrastructure Partners L.P.
+1.76%
+$5,073.57 
EMN Eastman Chemical Company
+1.5%
+$9,474.57 
EFAV iShares MSCI EAFE Min Vol Factor ETF
+1.5%
+$43,351.89 
VLY Valley National Bancorp
+1.41%
+$9,183.48 
UPS United Parcel Service, Inc.
+1.41%
+$10,737.9 
MTB M&T Bank Corporation
+1.32%
+$6,868.48 
ISCV iShares Morningstar Small-Cap Value ETF
+1.31%
+$285,116.3 
VZ Verizon Communications Inc.
+1.29%
+$8,750.92 
CM Canadian Imperial Bank of Commerce
+1.22%
+$5,316.78 
BMO Bank of Montreal
+1.16%
+$9,481 
DHS WisdomTree U.S. High Dividend Fund
+1.06%
+$3,343.23 
DVY iShares Select Dividend ETF
+0.95%
+$12,907.62 
IWN iShares Russell 2000 Value ETF
+0.93%
+$9,421.51 
IJS iShares S&P Small-Cap 600 Value ETF
+0.93%
+$10,211.39 
ESML iShares ESG Aware MSCI USA Small-Cap ETF
+0.92%
+$2,542.2 
DES WisdomTree U.S. SmallCap Dividend Fund
+0.83%
+$24,683.72 
MMM 3M Company
+0.81%
+$6,366.34 
ISCG iShares Morningstar Small-Cap Growth ETF
+0.71%
+$10,146.71 
IWD iShares Russell 1000 Value ETF
+0.7%
+$1,587.69 
HDV iShares Core High Dividend ETF
+0.63%
+$168,374.42 
AGG iShares Core U.S. Aggregate Bond ETF
+0.61%
+$4,738 
IJT iShares S&P Small-Cap 600 Growth ETF
+0.58%
+$4,594.2 
UNP Union Pacific Corporation
+0.57%
+$1,215.01 
CNP CenterPoint Energy Inc.
+0.54%
+$2,825.74 
IWO iShares Russell 2000 Growth ETF
+0.43%
+$104,040.74 
AAPL Apple Inc.
+0.43%
+$12,383.37 
IEFA iShares Core MSCI EAFE ETF
+0.41%
+$59,789.18 
GOOGL Alphabet Inc
+0.17%
+$324.8 
GSLC Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
+0.13%
+$35,254.88 
XT iShares Future Exponential Technologies ETF
+0.08%
+$197.26 
SPY SPDR S&P 500 ETF Trust
+0.06%
+$965.7 
VLO Valero Energy Corporation
-3.28%
-$65,747.13 
PM Philip Morris International Inc.
-1.74%
-$15,793.68 
IXN iShares Global Tech ETF
-1.52%
-$178,792.81 
XNTK SPDR NYSE Technology ETF
-1.37%
-$5,000 
OKE ONEOK, Inc.
-1.25%
-$9,596.75 
IEMG iShares Core MSCI Emerging Markets ETF
-1.09%
-$177,059.38 
CVX Chevron Corporation
-0.96%
-$8,958.08 
APO Apollo Global Management, Inc.
-0.93%
-$3,252.9 
QQQ Invesco QQQ Trust, Series 1
-0.73%
-$2,757.5 
NWE NorthWestern Energy Group, Inc.
-0.71%
-$4,742.67 
MU Micron Technology, Inc.
-0.58%
-$3,044.78 
IWF iShares Russell 1000 Growth ETF
-0.55%
-$144,653 
IUSG iShares Core S&P U.S. Growth ETF
-0.45%
-$7,012.48 
OGE Oge Energy Corp.
-0.39%
-$2,840.12 
VWO Vanguard FTSE Emerging Markets ETF
-0.35%
-$7,870.15 
AMZN Amazon.com Inc
-0.26%
-$747.05 
PPL PPL Corporation
-0.22%
-$1,206 Events
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Dividends
Dividend Analysis
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| Trades 1302 | Longs Won 803/1302 61% | Profit Factor 10.54 |
| Profitability | Shorts Won 0/0 0% | Standard Deviation $589,605.89 |
| Average Win $127,581.22 | Best Trade (Oct 14) $14.41M | Sharpe Ratio -9.06 |
| Average Loss -$19,482.16 | Worst Trade (Sep 30) -$680,239.11 | Z-Score -7.62 (100%) |
| Commissions $0 | Avg. Trade Length 2y 5m 3w 2d | Expectancy $71,218.22 |
| Loss Size | 100% | 90% | 80% | 70% | 60% | 50% | 40% | 30% | 20% | 10% |
| Probability of Loss | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | 0.01% |
| Consecutive Losing Trades | 10,870 | 9,783 | 8,696 | 7,609 | 6,522 | 5,435 | 4,348 | 3,261 | 2,174 | 1,087 |
Hover over the desired column for a detailed explanation.
Returns
Overall, Monthly| Symbol | Quantity | Cost | Value | Comm. | Profit ($) | Gain (%) | Change |
|---|---|---|---|---|---|---|---|
| AAPL Apple Inc. | 8,469 | $1.51M | $2.92M | - | $1.4M | 92.8% | +0.426% |
| ABBV AbbVie Inc. | 2,622 | $235,305.02 | $755,503.08 | - | $520,198.06 | 221.07% | +2.268% |
| AGG iShares Core U.S. Aggregate Bond ETF | 8,240 | $814,122 | $786,054.8 | - | -$28,067.2 | -3.45% | +0.606% |
| AMZN Amazon.com Inc | 1,115 | $201,123.72 | $282,552.15 | - | $81,428.43 | 40.49% | -0.264% |
| APO Apollo Global Management, Inc. | 3,098 | $201,753.52 | $348,029.32 | - | $146,275.8 | 72.5% | -0.926% |
| BIPC Brookfield Infrastructure Partners L.P. | 7,866 | $314,718.72 | $293,913.09 | - | -$20,805.63 | -6.61% | +1.757% |
| BMO Bank of Montreal | 4,990 | $485,956.9 | $825,944.8 | - | $339,987.9 | 69.96% | +1.161% |
| BMY Bristol-Myers Squibb Company | 14,738 | $629,773.18 | $902,260.36 | - | $272,487.18 | 43.27% | +3.273% |
| BX Blackstone Inc. | 2,888 | $239,413.86 | $313,925.6 | - | $74,511.74 | 31.12% | +2.344% |
| CHRD Chord Energy Corp | 3,320 | $444,693.2 | $494,751.71 | - | $50,058.51 | 11.26% | +1.944% |
| CM Canadian Imperial Bank of Commerce | 3,953 | $169,922.97 | $441,925.63 | - | $272,002.66 | 160.07% | +1.218% |
| CNP CenterPoint Energy Inc. | 13,143 | $363,260.71 | $524,339.98 | - | $161,079.27 | 44.34% | +0.542% |
| CVS CVS Health Corporation | 7,948 | $538,476.85 | $732,527.42 | - | $194,050.57 | 36.04% | +1.964% |
| CVX Chevron Corporation | 4,186 | $511,085.07 | $920,501.36 | - | $409,416.29 | 80.11% | -0.964% |
| DES WisdomTree U.S. SmallCap Dividend Fund | 78,361 | $1.98M | $3.01M | - | $1.02M | 51.58% | +0.828% |
| DHS WisdomTree U.S. High Dividend Fund | 2,763 | $212,225.42 | $319,540.95 | - | $107,315.53 | 50.57% | +1.057% |
| DOW Dow Inc. | 9,034 | $374,788.93 | $268,535.65 | - | -$106,253.28 | -28.35% | +1.833% |
| DVY iShares Select Dividend ETF | 8,692 | $925,227.9 | $1.37M | - | $448,760 | 48.5% | +0.948% |
| EFAV iShares MSCI EAFE Min Vol Factor ETF | 31,301 | $2.13M | $2.94M | - | $805,932.64 | 37.8% | +1.498% |
| EMN Eastman Chemical Company | 10,026 | $632,139.84 | $639,909.45 | - | $7,769.61 | 1.23% | +1.503% |
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Option values are updated at end of day.
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FAQ
Which stocks have generated the highest profits for Vaughan & Co. Securities Inc.?
The largest contributions to the portfolio's profits come from the following stocks: iShares Core High Dividend ETF - $3.94M, iShares Russell 1000 Growth ETF - $3.24M, iShares Russell 2000 Growth ETF - $2.44M, Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF - $2.42M, and iShares Core MSCI Emerging Markets ETF - $1.88M. These positions have been the main drivers of growth and have significantly impacted the investor's overall performance.
Which stocks have generated the largest losses for this investor?
The largest losses in the portfolio are associated with the following stocks: iShares Future Exponential Technologies ETF - $851,245.55, Walgreens Boots Alliance Inc - $204,180.6, Dow Inc - $192,087.7, FUN - $191,343.94, and The Goodyear Tire & Rubber Company - $181,667.84. These positions have had the most negative impact on overall performance and highlight the weaker areas of the portfolio.
What dividends does Vaughan & Co. Securities Inc.'s portfolio generate?
The portfolio generates substantial dividend income, with a total of $21.13M earned over time. The largest contributors to dividend income include iShares Core High Dividend ETF - $3.8M, iShares Core MSCI Emerging Markets ETF - $1.69M, Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF - $1.53M, WisdomTree U.S. SmallCap Dividend Fund - $1.43M, and iShares Morningstar Small-Cap Value ETF - $1.36M. This indicates that dividends play a meaningful role in the investor's overall strategy.
How stable are Vaughan & Co. Securities Inc.'s monthly returns?
Vaughan & Co. Securities Inc.'s monthly returns appear quite volatile. The gap between stronger and weaker months is meaningful, which suggests that the strategy can experience noticeable swings over relatively short periods. For users assessing this profile, that usually means returns may be attractive over time, but the path can be uneven and harder to tolerate during weaker periods.
Can Vaughan & Co. Securities Inc.'s strategy be considered aggressive or moderate?
Vaughan & Co. Securities Inc.'s strategy appears moderately aggressive. The portfolio shows a clear focus on growth, with noticeable volatility and risk exposure, although not to an extreme level. This type of strategy may appeal to users seeking higher returns while accepting meaningful fluctuations along the way.
Should beginners follow Vaughan & Co. Securities Inc.'s strategy?
Vaughan & Co. Securities Inc.'s strategy is probably not ideal for beginners. The combination of risk, volatility, or portfolio complexity may make it harder to follow and understand without prior experience. Users who are new to investing may find it challenging to replicate or tolerate the performance swings.
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