Vaughan & Co. Securities Inc. Portfolio
Invests via Vaughan & Co. Securities Inc. | Managed by Vaughan & Co. Securities Inc.
Invests via Vaughan & Co. Securities Inc.
Managed by Vaughan & Co. Securities Inc.
Automatically Tracked
Company Profile
Regional broker-dealer focused on equity and fixed-income execution, trade settlement and institutional brokerage for Canadian and cross-border clients. Vaughan & Co. Securities Inc. operates as a middle-market intermediary offering capital markets access, research distribution and prime brokerage services to advisors, small-cap issuers and asset managers. The firm competes on relationship-driven execution, compliance capabilities and tailored underwriting for niche IPOs and private placements.
Regional broker-dealer focused on equity and fixed-income execution, trade settlement and institutional brokerage for Canadian and cross-border clients. Vaughan & Co. Securities Inc. operates as a middle-market intermediary offering capital markets access, research distribution and prime brokerage services to advisors, small-cap issuers and asset managers. The firm competes on relationship-driven execution, compliance capabilities and tailored underwriting for niche IPOs and private placements.
Investment Philosophy & Strategy
Positions itself as a relationship-driven capital markets intermediary that prioritizes liquidity provision, execution quality and compliance for small- and mid-cap Canadian and cross-border clients. Focuses on fee-generating brokerage, tailored underwriting for niche IPOs and private placements, and prime brokerage services, favoring steady revenue streams over proprietary risk-taking. Underwriting emphasizes rigorous due diligence, selective sector focus on growth-stage issuers, and a conservative capital allocation that limits balance-sheet exposure while enabling capital formation for clients.
Positions itself as a relationship-driven capital markets intermediary that prioritizes liquidity provision, execution quality and compliance for small- and mid-cap Canadian and cross-border clients. Focuses on fee-generating brokerage, tailored underwriting for niche IPOs and private placements, and prime brokerage services, favoring steady revenue streams over proprietary risk-taking. Underwriting emphasizes rigorous due diligence, selective sector focus on growth-stage issuers, and a conservative capital allocation that limits balance-sheet exposure while enabling capital formation for clients.
Disclaimer: This Portfolio is derived from and computed based on publicly available data from SEC filings.
Gain and growth charts are calculated per selected timeframe:
80.32%
Gain -0.15%
Monthly
0.93%
Yearly
11.78%
Drawdown
21.91%
$220.19M
Equity
Holdings
$220.19M
Investment
$130.22M
$97.72M
Profit -$256,544.52
Realized
$7.75M
Unrealized
$89.97M
Dividends
$20.64M
Goals
Avg. 100% completed goals
Yearly
Gain > 10% 2026
Yearly
Loss < 25% 2026
Yearly
Gain < 20% 2026
Today
Compared To Yesterday
Gain
-0.15%
Profit
-$256,544.52
Win %
84%
This Week
Compared To Last Week
Gain
-0.12%
Profit
-$256,544.52
Win %
84%
This Month
Compared to last month
Gain
2.5%
Profit
$5.38M
Win %
84%
This Year
Compared to last year
Gain
15.05%
Profit
$28.8M
Win %
83%
AMZN Amazon.com Inc
+15.32%
+$40,229.19 
APO Apollo Global Management, Inc.
+4.44%
+$17,290.92 
LYB LyondellBasell Industries N.V.
+2.71%
+$9,503.81 
CVX Chevron Corporation
+2.35%
+$19,756.92 
OKE ONEOK, Inc.
+1.95%
+$15,200.64 
CHRD Chord Energy Corp
+1.54%
+$7,450.74 
VZ Verizon Communications Inc.
+1.52%
+$11,274.2 
IUSG iShares Core S&P U.S. Growth ETF
+1.37%
+$20,348.28 
VWO Vanguard FTSE Emerging Markets ETF
+0.96%
+$21,498.96 
IBM International Business Machines Corporation
+0.86%
+$5,796.79 
IWF iShares Russell 1000 Growth ETF
+0.76%
+$190,399.48 
IEMG iShares Core MSCI Emerging Markets ETF
+0.73%
+$119,539.76 
SPY SPDR S&P 500 ETF Trust
+0.72%
+$11,481.06 
BMY Bristol-Myers Squibb Company
+0.69%
+$7,042.5 
DOW Dow Inc.
+0.67%
+$2,017.2 
QQQ Invesco QQQ Trust, Series 1
+0.65%
+$2,304.36 
GSLC Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
+0.58%
+$152,463.42 
BMO Bank of Montreal
+0.47%
+$4,355.84 
PFE Pfizer Inc.
+0.4%
+$1,541.1 
VLO Valero Energy Corporation
+0.38%
+$5,447.82 
XNTK SPDR NYSE Technology ETF
+0.33%
+$1,090 
CM Canadian Imperial Bank of Commerce
+0.24%
+$1,167.6 
OGE Oge Energy Corp.
+0.19%
+$1,440.81 
VICI Vici Properties Inc.
+0.15%
+$937.8 
MMM 3M Company
+0.12%
+$1,040.52 
IJS iShares S&P Small-Cap 600 Value ETF
+0.09%
+$1,029.81 
HDV iShares Core High Dividend ETF
+0.04%
+$9,083.1 
TU TELUS Corporation
-11.23%
-$26,353.8 
AAPL Apple Inc.
-7.35%
-$208,248.36 
ABBV AbbVie Inc.
-2.51%
-$17,734.27 
NWE NorthWestern Energy Group, Inc.
-1.42%
-$9,295.11 
EFAV iShares MSCI EAFE Min Vol Factor ETF
-1.09%
-$31,861.74 
UPS United Parcel Service, Inc.
-1%
-$8,807.4 
PPL PPL Corporation
-0.98%
-$5,868.8 
XOM Exxon Mobil Corporation
-0.97%
-$2,042.55 
IWO iShares Russell 2000 Growth ETF
-0.75%
-$203,514.25 
CVS CVS Health Corporation
-0.75%
-$6,623.36 
GSK GSK plc Sponsored ADR
-0.73%
-$6,411.74 
BIPC Brookfield Infrastructure Partners L.P.
-0.68%
-$2,382.06 
RCI Rogers Communications Inc.
-0.68%
-$3,642.54 
IEFA iShares Core MSCI EAFE ETF
-0.64%
-$94,960.53 
PM Philip Morris International Inc.
-0.61%
-$5,497.57 
ISCV iShares Morningstar Small-Cap Value ETF
-0.46%
-$108,566.51 
DVY iShares Select Dividend ETF
-0.45%
-$6,368.22 
DHS WisdomTree U.S. High Dividend Fund
-0.37%
-$1,394.48 
MTB M&T Bank Corporation
-0.29%
-$1,782.13 
CNP CenterPoint Energy Inc.
-0.26%
-$1,502.15 
AGG iShares Core U.S. Aggregate Bond ETF
-0.26%
-$1,938 
BX Blackstone Inc.
-0.25%
-$960.98 
IWN iShares Russell 2000 Value ETF
-0.25%
-$2,704.8 
DES WisdomTree U.S. SmallCap Dividend Fund
-0.25%
-$7,849.2 
IJT iShares S&P Small-Cap 600 Growth ETF
-0.21%
-$1,827.83 
IXN iShares Global Tech ETF
-0.21%
-$24,746.77 
VLY Valley National Bancorp
-0.21%
-$1,651.95 
EMN Eastman Chemical Company
-0.17%
-$1,254.96 
ESML iShares ESG Aware MSCI USA Small-Cap ETF
-0.17%
-$497.16 
ISCG iShares Morningstar Small-Cap Growth ETF
-0.16%
-$2,443.5 Events
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Dividends
Dividend Analysis
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| Trades 1246 | Longs Won 761/1246 61% | Profit Factor 11.5 |
| Profitability | Shorts Won 0/0 0% | Standard Deviation $625,528.11 |
| Average Win $140,639.46 | Best Trade (Aug 14) $14.55M | Sharpe Ratio -9.17 |
| Average Loss -$19,187.18 | Worst Trade (Sep 30) -$680,239.11 | Z-Score -6.43 (100%) |
| Commissions $0 | Avg. Trade Length 2y 4m 3w 2d | Expectancy $78,427.64 |
| Loss Size | 100% | 90% | 80% | 70% | 60% | 50% | 40% | 30% | 20% | 10% |
| Probability of Loss | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | 0.01% |
| Consecutive Losing Trades | 11,494 | 10,345 | 9,195 | 8,046 | 6,897 | 5,747 | 4,598 | 3,448 | 2,299 | 1,149 |
Hover over the desired column for a detailed explanation.
Returns
Overall, Monthly| Symbol | Quantity | Cost | Value | Comm. | Profit ($) | Gain (%) | Change |
|---|---|---|---|---|---|---|---|
| AAPL Apple Inc. | 8,493 | $1.52M | $2.62M | - | $1.11M | 73.04% | -7.354% |
| ABBV AbbVie Inc. | 2,741 | $245,841.27 | $687,826.54 | - | $441,985.27 | 179.78% | -2.513% |
| AGG iShares Core U.S. Aggregate Bond ETF | 7,752 | $765,817.99 | $754,812.24 | - | -$11,005.75 | -1.44% | -0.256% |
| AMZN Amazon.com Inc | 1,115 | $201,123.72 | $302,811.69 | - | $101,687.97 | 50.56% | +15.321% |
| APO Apollo Global Management, Inc. | 3,238 | $208,258.21 | $406,660.42 | - | $198,402.21 | 95.27% | +4.441% |
| BIPC Brookfield Infrastructure Partners L.P. | 8,214 | $328,642.2 | $347,452.2 | - | $18,810 | 5.72% | -0.681% |
| BMO Bank of Montreal | 5,248 | $511,158.32 | $941,753.6 | - | $430,595.28 | 84.24% | +0.465% |
| BMY Bristol-Myers Squibb Company | 15,650 | $667,648.56 | $1.02M | - | $354,452.94 | 53.09% | +0.694% |
| BX Blackstone Inc. | 3,003 | $245,928.87 | $383,633.25 | - | $137,704.38 | 55.99% | -0.25% |
| CHRD Chord Energy Corp | 3,498 | $474,282.12 | $491,049.24 | - | $16,767.12 | 3.54% | +1.541% |
| CM Canadian Imperial Bank of Commerce | 4,170 | $178,950.17 | $494,353.5 | - | $315,403.33 | 176.25% | +0.237% |
| CNP CenterPoint Energy Inc. | 13,656 | $377,250.22 | $574,098.25 | - | $196,848.03 | 52.18% | -0.261% |
| CVS CVS Health Corporation | 8,384 | $568,015.84 | $875,541.12 | - | $307,525.28 | 54.14% | -0.751% |
| CVX Chevron Corporation | 4,371 | $533,379.4 | $860,343.93 | - | $326,964.53 | 61.3% | +2.35% |
| DES WisdomTree U.S. SmallCap Dividend Fund | 78,492 | $1.99M | $3.19M | - | $1.2M | 60.57% | -0.246% |
| DHS WisdomTree U.S. High Dividend Fund | 3,243 | $249,094.11 | $378,101.37 | - | $129,007.26 | 51.79% | -0.367% |
| DOW Dow Inc. | 10,086 | $432,480.6 | $305,504.94 | - | -$126,975.66 | -29.36% | +0.665% |
| DVY iShares Select Dividend ETF | 8,845 | $941,393.87 | $1.43M | - | $484,508.67 | 51.47% | -0.445% |
| EFAV iShares MSCI EAFE Min Vol Factor ETF | 31,237 | $2.13M | $2.9M | - | $776,957.49 | 36.54% | -1.086% |
| EMN Eastman Chemical Company | 10,458 | $659,377.47 | $731,537.1 | - | $72,159.63 | 10.94% | -0.171% |
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FAQ
Which stocks have generated the highest profits for Vaughan & Co. Securities Inc.?
The largest contributions to the portfolio's profits come from the following stocks: iShares Core High Dividend ETF - $3.89M, iShares Russell 1000 Growth ETF - $3.12M, Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF - $2.31M, iShares Russell 2000 Growth ETF - $1.95M, and iShares Core MSCI Emerging Markets ETF - $1.66M. These positions have been the main drivers of growth and have significantly impacted the investor's overall performance.
Which stocks have generated the largest losses for this investor?
The largest losses in the portfolio are associated with the following stocks: iShares Future Exponential Technologies ETF - $851,245.55, Walgreens Boots Alliance Inc - $204,180.6, FUN - $191,343.94, The Goodyear Tire & Rubber Company - $181,667.84, and Dow Inc - $166,340.74. These positions have had the most negative impact on overall performance and highlight the weaker areas of the portfolio.
What dividends does Vaughan & Co. Securities Inc.'s portfolio generate?
The portfolio generates substantial dividend income, with a total of $20.64M earned over time. The largest contributors to dividend income include iShares Core High Dividend ETF - $3.75M, iShares Core MSCI Emerging Markets ETF - $1.69M, Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF - $1.45M, WisdomTree U.S. SmallCap Dividend Fund - $1.41M, and iShares Morningstar Small-Cap Value ETF - $1.24M. This indicates that dividends play a meaningful role in the investor's overall strategy.
How stable are Vaughan & Co. Securities Inc.'s monthly returns?
Vaughan & Co. Securities Inc.'s monthly returns appear quite volatile. The gap between stronger and weaker months is meaningful, which suggests that the strategy can experience noticeable swings over relatively short periods. For users assessing this profile, that usually means returns may be attractive over time, but the path can be uneven and harder to tolerate during weaker periods.
Can Vaughan & Co. Securities Inc.'s strategy be considered aggressive or moderate?
Vaughan & Co. Securities Inc.'s strategy appears moderately aggressive. The portfolio shows a clear focus on growth, with noticeable volatility and risk exposure, although not to an extreme level. This type of strategy may appeal to users seeking higher returns while accepting meaningful fluctuations along the way.
Should beginners follow Vaughan & Co. Securities Inc.'s strategy?
Vaughan & Co. Securities Inc.'s strategy is probably not ideal for beginners. The combination of risk, volatility, or portfolio complexity may make it harder to follow and understand without prior experience. Users who are new to investing may find it challenging to replicate or tolerate the performance swings.
