Vaughan & Co. Securities Inc. Portfolio
Invests via Vaughan & Co. Securities Inc. | Managed by Vaughan & Co. Securities Inc.
Invests via Vaughan & Co. Securities Inc.
Managed by Vaughan & Co. Securities Inc.
Automatically Tracked
Company Profile
Regional broker-dealer focused on equity and fixed-income execution, trade settlement and institutional brokerage for Canadian and cross-border clients. Vaughan & Co. Securities Inc. operates as a middle-market intermediary offering capital markets access, research distribution and prime brokerage services to advisors, small-cap issuers and asset managers. The firm competes on relationship-driven execution, compliance capabilities and tailored underwriting for niche IPOs and private placements.
Regional broker-dealer focused on equity and fixed-income execution, trade settlement and institutional brokerage for Canadian and cross-border clients. Vaughan & Co. Securities Inc. operates as a middle-market intermediary offering capital markets access, research distribution and prime brokerage services to advisors, small-cap issuers and asset managers. The firm competes on relationship-driven execution, compliance capabilities and tailored underwriting for niche IPOs and private placements.
Investment Philosophy & Strategy
Positions itself as a relationship-driven capital markets intermediary that prioritizes liquidity provision, execution quality and compliance for small- and mid-cap Canadian and cross-border clients. Focuses on fee-generating brokerage, tailored underwriting for niche IPOs and private placements, and prime brokerage services, favoring steady revenue streams over proprietary risk-taking. Underwriting emphasizes rigorous due diligence, selective sector focus on growth-stage issuers, and a conservative capital allocation that limits balance-sheet exposure while enabling capital formation for clients.
Positions itself as a relationship-driven capital markets intermediary that prioritizes liquidity provision, execution quality and compliance for small- and mid-cap Canadian and cross-border clients. Focuses on fee-generating brokerage, tailored underwriting for niche IPOs and private placements, and prime brokerage services, favoring steady revenue streams over proprietary risk-taking. Underwriting emphasizes rigorous due diligence, selective sector focus on growth-stage issuers, and a conservative capital allocation that limits balance-sheet exposure while enabling capital formation for clients.
Disclaimer: This Portfolio is derived from and computed based on publicly available data from SEC filings.
Gain and growth charts are calculated per selected timeframe:
-8.46%
Gain
Monthly
0.09%
Yearly
1.14%
Drawdown
48.11%
$216M
Equity
Holdings
$216M
Investment
$130.22M
$93.91M
Profit +$301,778.46
Realized
$8.13M
Unrealized
$85.78M
Dividends
$20.41M
Goals
Avg. 100% completed goals
Yearly
Gain > 10% 2026
Yearly
Loss < 25% 2026
Yearly
Gain < 20% 2026
Today
Compared To Yesterday
Gain
0%
Profit
$301,778.46
Win %
85%
This Week
Compared To Last Week
Gain
-0.49%
Profit
-$1.07M
Win %
85%
This Month
Compared to last month
Gain
-0.57%
Profit
-$1.24M
Win %
85%
This Year
Compared to last year
Gain
12.86%
Profit
$24.62M
Win %
84%
BX Blackstone Inc.
+4.08%
+$15,270.25 
AAPL Apple Inc.
+3.72%
+$99,453.11 
APO Apollo Global Management, Inc.
+3.53%
+$13,696.74 
AMZN Amazon.com Inc
+3.28%
+$9,059.36 
RCI Rogers Communications Inc.
+2.83%
+$14,728.41 
BMY Bristol-Myers Squibb Company
+2.77%
+$24,727 
MMM 3M Company
+2.5%
+$19,398.83 
BIPC Brookfield Infrastructure Partners L.P.
+2.47%
+$8,049.72 
PFE Pfizer Inc.
+2%
+$7,474.34 
MTB M&T Bank Corporation
+1.91%
+$11,571.1 
PM Philip Morris International Inc.
+1.5%
+$12,253.17 
TU TELUS Corporation
+1.44%
+$3,267 
VLY Valley National Bancorp
+1.34%
+$10,737.67 
EMN Eastman Chemical Company
+1.24%
+$8,680.14 
VZ Verizon Communications Inc.
+1.15%
+$7,891.94 
CVS CVS Health Corporation
+1.13%
+$10,060.8 
ABBV AbbVie Inc.
+0.96%
+$6,427.65 
IWN iShares Russell 2000 Value ETF
+0.93%
+$10,008.13 
DES WisdomTree U.S. SmallCap Dividend Fund
+0.92%
+$29,042.04 
IJS iShares S&P Small-Cap 600 Value ETF
+0.91%
+$10,554.63 
DHS WisdomTree U.S. High Dividend Fund
+0.84%
+$3,113.28 
UPS United Parcel Service, Inc.
+0.79%
+$7,549.2 
BMO Bank of Montreal
+0.79%
+$7,452.16 
ISCV iShares Morningstar Small-Cap Value ETF
+0.78%
+$178,988.03 
CM Canadian Imperial Bank of Commerce
+0.77%
+$3,794.7 
GSK GSK plc Sponsored ADR
+0.75%
+$6,496.1 
VICI Vici Properties Inc.
+0.67%
+$4,102.87 
IJT iShares S&P Small-Cap 600 Growth ETF
+0.66%
+$5,656.3 
VWO Vanguard FTSE Emerging Markets ETF
+0.52%
+$11,709.25 
DVY iShares Select Dividend ETF
+0.38%
+$5,351.23 
IEFA iShares Core MSCI EAFE ETF
+0.34%
+$48,987.57 
HDV iShares Core High Dividend ETF
+0.23%
+$59,040.15 
GSLC Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
+0.2%
+$53,919.99 
AGG iShares Core U.S. Aggregate Bond ETF
+0.2%
+$1,511.64 
ISCG iShares Morningstar Small-Cap Growth ETF
+0.19%
+$2,932.2 
SPY SPDR S&P 500 ETF Trust
+0.17%
+$2,730.5 
PPL PPL Corporation
+0.15%
+$922.24 
IWO iShares Russell 2000 Growth ETF
+0.07%
+$18,106.25 
IUSG iShares Core S&P U.S. Growth ETF
+0.05%
+$776.34 
VLO Valero Energy Corporation
-4.22%
-$58,255 
DOW Dow Inc.
-2.89%
-$8,825.25 
XNTK SPDR NYSE Technology ETF
-2.09%
-$7,570 
XOM Exxon Mobil Corporation
-1.75%
-$3,390.9 
CVX Chevron Corporation
-1.55%
-$12,282.51 
IXN iShares Global Tech ETF
-1.54%
-$188,680.62 
OKE ONEOK, Inc.
-1.51%
-$12,143.04 
LYB LyondellBasell Industries N.V.
-1.41%
-$4,780.87 
CHRD Chord Energy Corp
-1.26%
-$5,386.92 
IBM International Business Machines Corporation
-0.83%
-$5,463 
CNP CenterPoint Energy Inc.
-0.81%
-$4,847.88 
QQQ Invesco QQQ Trust, Series 1
-0.58%
-$2,184.99 
IEMG iShares Core MSCI Emerging Markets ETF
-0.43%
-$72,578.1 
IWF iShares Russell 1000 Growth ETF
-0.24%
-$64,179.6 
NWE NorthWestern Energy Group, Inc.
-0.15%
-$1,032.79 
OGE Oge Energy Corp.
-0.14%
-$1,120.63 
ESML iShares ESG Aware MSCI USA Small-Cap ETF
-0.1%
-$296.64 
EFAV iShares MSCI EAFE Min Vol Factor ETF
-0.03%
-$780.92 Events
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Dividends
Dividend Analysis
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| Trades 1246 | Longs Won 764/1246 61% | Profit Factor 11.32 |
| Profitability | Shorts Won 0/0 0% | Standard Deviation $615,999.91 |
| Average Win $134,833.95 | Best Trade (Jul 10) $14.23M | Sharpe Ratio -8.96 |
| Average Loss -$18,879.02 | Worst Trade (Sep 30) -$680,239.11 | Z-Score -5.95 (100%) |
| Commissions $0 | Avg. Trade Length 2y 4m 1w 5d | Expectancy $75,371.95 |
| Loss Size | 100% | 90% | 80% | 70% | 60% | 50% | 40% | 30% | 20% | 10% |
| Probability of Loss | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | 0.01% |
| Consecutive Losing Trades | 11,494 | 10,345 | 9,195 | 8,046 | 6,897 | 5,747 | 4,598 | 3,448 | 2,299 | 1,149 |
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Returns
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