RICHARD I. ZIVI, JR Portfolio
Invests via NBZ Investment Advisors LLC | Managed by Richard I. Zivi, Jr.
Invests via NBZ Investment Advisors LLC
Managed by Richard I. Zivi, Jr.
Automatically Tracked
RICHARD I. ZIVI, JR Profile
A seasoned private-equity and real-estate executive with cross-border capital markets experience, RICHARD I. ZIVI, JR has led deal sourcing, underwriting and portfolio operations for middle-market buyouts and distressed assets. Experienced in LP relations and fundraising, he combines operational oversight with valuation and exit execution. Background includes senior operating roles, M&A advisory and structured finance, relevant for institutional allocators and credit investors.
A seasoned private-equity and real-estate executive with cross-border capital markets experience, RICHARD I. ZIVI, JR has led deal sourcing, underwriting and portfolio operations for middle-market buyouts and distressed assets. Experienced in LP relations and fundraising, he combines operational oversight with valuation and exit execution. Background includes senior operating roles, M&A advisory and structured finance, relevant for institutional allocators and credit investors.
Investment Philosophy & Strategy
Leads a value-oriented, opportunistic investment approach focused on middle-market buyouts, distressed credit and real estate across cross-border markets. Emphasizes rigorous underwriting, conservative capital structure design and active operational oversight to preserve capital while creating asymmetric upside. Prefers situations where restructuring, operational improvements or structured-finance overlays unlock value; targets multi-year hold periods tied to clear exit pathways. Combines institutional LP-facing discipline and fundraising rigor with hands-on portfolio management, prioritizing downside protection, cash flow remediation and repeatable exit execution.
Leads a value-oriented, opportunistic investment approach focused on middle-market buyouts, distressed credit and real estate across cross-border markets. Emphasizes rigorous underwriting, conservative capital structure design and active operational oversight to preserve capital while creating asymmetric upside. Prefers situations where restructuring, operational improvements or structured-finance overlays unlock value; targets multi-year hold periods tied to clear exit pathways. Combines institutional LP-facing discipline and fundraising rigor with hands-on portfolio management, prioritizing downside protection, cash flow remediation and repeatable exit execution.
Disclaimer: This Portfolio is derived from and computed based on publicly available data from SEC filings.
Gain and growth charts are calculated per selected timeframe:
23.42%
Gain -0.55%
Monthly
1.06%
Yearly
13.44%
Drawdown
15.61%
$258.86M
Equity
Holdings
$258.86M
Investment
$221.71M
$37.96M
Profit -$1.1M
Realized
$806,839.73
Unrealized
$37.15M
Dividends
$5.04M
Goals
Avg. 64.5% completed goals
Yearly
Gain > 5% 2026
Yearly
Gain < 20% 2026
Today
Compared To Yesterday
Gain
-0.55%
Profit
-$1.1M
Win %
83%
This Week
Compared To Last Week
Gain
0.47%
Profit
$1.22M
Win %
83%
This Month
Compared to last month
Gain
-0.42%
Profit
-$1.1M
Win %
83%
This Year
Compared to last year
Gain
1.45%
Profit
$3.68M
Win %
83%
AUGU
AUGU
+21.06%
+$398,790.03 PBJN
PBJN
+9.75%
+$29,201.4 
MU Micron Technology, Inc.
+4.23%
+$21,505.33 
TSLA Tesla, Inc.
+3.8%
+$18,077.39 
INTC Intel Corporation
+3.58%
+$12,006.86 
META Meta Platforms Inc Class A
+2.79%
+$8,350.17 
AAPL Apple Inc.
+1%
+$46,013.87 
GOOGL Alphabet Inc
+0.82%
+$555.54 
SCHM Schwab U.S. Mid-Cap ETF
+0.69%
+$14,528.25 
SCHW Charles Schwab Corporation
+0.66%
+$1,767.6 
MAYU AllianzIM U.S. Buffered Flex 15 Uncapped May Fund
+0.61%
+$184.6 
TACK Fairlead Strategic Funds, LLC - Fairlead Tactical Sector ETF
0%
+$63.3 
OCTU AllianzIM U.S. Buffered 15 Uncapped October Fund
0%
+$4.18 
ABBV AbbVie Inc.
0%
$0 
AMD Advanced Micro Devices, Inc.
0%
$0 
AMZN Amazon.com Inc
0%
$0 
AVGO Broadcom Inc.
0%
+$0.01 
AXP American Express Company
0%
$0 
BX Blackstone Inc.
0%
$0 
CAT Caterpillar Inc.
0%
$0 
DIS The Walt Disney Company
0%
$0 
GE General Electric Company
0%
$0 
GOOG Alphabet Inc
0%
$0 
JNJ Johnson & Johnson
0%
+$0.01 
JPM JPMorgan Chase & Co.
0%
+$0.05 
MSFT Microsoft Corp.
0%
+$0.04 
NLY Annaly Capital Management, Inc.
0%
$0 
NVDA NVIDIA Corporation
0%
$0 
PANW Palo Alto Networks, Inc.
0%
-$0.01 
PFE Pfizer Inc.
0%
$0 
PG Procter & Gamble Co
0%
-$0.01 
PNFP Pinnacle Financial Partners Inc.
0%
$0 
TSMWF Taiwan Semiconductor Manufacturing Company Limited
0%
$0 
VERI Veritone, Inc.
0%
$0 
VRT Vertiv Holdings Co
0%
+$0.05 
WFC Wells Fargo & Company
0%
$0 
XOM Exxon Mobil Corporation
0%
$0 
ARKX ARK Space & Defense Innovation ETF
0%
$0 
ARKK ARK Innovation ETF Fund
0%
$0 
BALT Inn Defined Wealth Shield Mutual Fund
0%
$0 
DIVO Amplify CWP Enhanced Dividend Income ETF
0%
$0 
DWLD Davis Select Worldwide ETF
0%
-$0.92 
IVV iShares Core S&P 500 ETF
0%
$0 
IWM iShares Russell 2000 ETF
0%
$0 
JAAA Janus Henderson AAA CLO ETF
0%
$0 
PWV Invesco Large Cap Value ETF
0%
$0 
QQQ Invesco QQQ Trust, Series 1
0%
-$0.04 
SCHB Schwab U.S. Broad Market ETF
0%
$0 
SCHA Schwab U.S. Small-Cap ETF
0%
+$0.01 
SGOV iShares 0-3 Month Treasury Bond ETF
0%
$0 
SPMO Invesco S&P 500 Momentum ETF
0%
-$0.02 
SPCX Space Exploration Technologies Corp. Class A
0%
$0 
SPGP Invesco S&P 500 GARP ETF
0%
$0 
TCHP T. Rowe Price Blue Chip Growth ETF
0%
$0 
TOUS T. Rowe Price International Equity ETF
0%
$0 
TSPA T. Rowe Price U.S. Equity Research ETF
0%
$0 
VOO Vanguard S&P 500 ETF
0%
+$0.01 
VNQ Vanguard Real Estate ETF
0%
$0 
XMHQ Invesco S&P MidCap Quality ETF
0%
-$0.39 
XSMO Invesco S&P SmallCap Momentum ETF
0%
$0 
GEV GE Vernova Inc.
0%
-$0.01 
CPSM Calamos S&P 500 Structured Alt Protection ETF – May
0%
$0 
JNEU AllianzIM U.S. Large Cap Buffer10 Jun Invtrl ETF
0%
-$0.22 
JULU AllianzIM U.S. Large Cap Buffer10 Jul ETF
0%
$0 
MAXJ iShares Large Cap Max Buffer ETF - June
0%
$0 
SPYM State Street SPDR Portfolio S&P 500 ETF
0%
$0 
SEPU AllianzIM U.S. Large Cap Buffer10% Tracker ETF September Series
0%
$0 
GRNY Fundstrat Granny Shots US Large Cap ETF
0%
+$0.56 
FEGE First Eagle Global Equity ETF
0%
$0 
JANU AllianzIM U.S. Large Cap Buffer10 Jan ETF
0%
+$0.84 
FEBU AllianzIM U.S. Buffered ETF Feb Series
0%
$0 
CBXJ Calamos Bitcoin ETF
0%
$0 
CBTJ Calamos Bitcoin 80 P ETF
0%
$0 
AKRE Akre Focus ETF
0%
$0 AAPR
AAPR
0%
$0 
Events
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Dividends
Dividend Analysis
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| Trades 322 | Longs Won 245/322 76% | Profit Factor 6.37 |
| Profitability | Shorts Won 0/0 0% | Standard Deviation $473,850.15 |
| Average Win $183,792.91 | Best Trade (Aug 28) $3.66M | Sharpe Ratio -102.76 |
| Average Loss -$91,854.25 | Worst Trade (Mar 31) -$1.92M | Z-Score 15.1 (100%) |
| Commissions $0 | Avg. Trade Length 9m 3w 6d | Expectancy $117,877.29 |
| Loss Size | 100% | 90% | 80% | 70% | 60% | 50% | 40% | 30% | 20% | 10% |
| Probability of Loss | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% |
| Consecutive Losing Trades | 2,817 | 2,535 | 2,254 | 1,972 | 1,690 | 1,408 | 1,127 | 845 | 563 | 282 |
Hover over the desired column for a detailed explanation.
Returns
Overall, Monthly| Symbol | Quantity | Cost | Value | Comm. | Profit ($) | Gain (%) | Change |
|---|---|---|---|---|---|---|---|
| AAPL Apple Inc. | 15,287 | $3.87M | $4.67M | - | $794,143.41 | 20.51% | +0.996% |
| AAPR AAPR | 1,635 | $43,099 | $43,099 | - | - | - | 0.0 |
| ABBV AbbVie Inc. | 1,228 | $271,448.93 | $305,477.27 | - | $34,028.34 | 12.54% | 0.0 |
| AKRE Akre Focus ETF | 130,421 | $8.54M | $7.65M | - | -$890,775.63 | -10.43% | 0.0 |
| AMD Advanced Micro Devices, Inc. | 1,470 | $151,505.91 | $709,907.09 | - | $558,401.18 | 368.57% | 0.0 |
| AMZN Amazon.com Inc | 2,140 | $456,605.33 | $571,979.2 | - | $115,373.87 | 25.27% | 0.0 |
| ARKK ARK Innovation ETF Fund | 71,696 | $4.07M | $5.83M | - | $1.76M | 43.33% | 0.0 |
| ARKX ARK Space & Defense Innovation ETF | 1,416 | $27,640.18 | $49,121.04 | - | $21,480.86 | 77.72% | 0.0 |
| AUGU AUGU | 72,314 | $1.9M | $2.29M | - | $394,436.67 | 20.78% | +21.06% |
| AVGO Broadcom Inc. | 483 | $182,453 | $200,952.15 | - | $18,499.15 | 10.14% | 0.0 |
| AXP American Express Company | 7,350 | $2.2M | $2.53M | - | $326,591.95 | 14.83% | 0.0 |
 BA Boeing Company | 2,635 | $466,395 | $606,919.55 | - | $140,524.55 | 30.13% | -0.376% |
| BALT Inn Defined Wealth Shield Mutual Fund | 490,105 | $15.54M | $17M | - | $1.46M | 9.41% | 0.0 |
 BRK-B Berkshire Hathaway Inc. | 1,985 | $964,465.49 | $1.01M | - | $47,725.71 | 4.95% | -0.016% |
| BX Blackstone Inc. | 2,160 | $248,378 | $316,245.6 | - | $67,867.6 | 27.32% | 0.0 |
| CAT Caterpillar Inc. | 200 | $212,980 | $171,120 | - | -$41,860 | -19.65% | 0.0 |
| CBTJ Calamos Bitcoin 80 P ETF | 35,859 | $832,645.84 | $629,325.45 | - | -$203,320.39 | -24.42% | 0.0 |
| CBXJ Calamos Bitcoin ETF | 808 | $19,403 | $16,079.2 | - | -$3,323.8 | -17.13% | 0.0 |
 CPNJ Calamos Nasdaq-100 Structured Alt Protection ETF – June | 9,515 | $237,063 | $263,228.67 | - | $26,165.67 | 11.04% | -0.001% |
 CPSJ Calamos S&P 500 Structured Alt Protection ETF – July | 2,033 | $50,999.37 | $56,813.4 | - | $5,814.03 | 11.4% | -0.001% |
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Option values are updated at end of day.
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Option values are updated at end of day.
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FAQ
Which stocks have generated the highest profits for RICHARD I. ZIVI, JR?
The largest contributions to the portfolio's profits come from the following stocks: Amplify CWP Enhanced Dividend Income ETF - $2.11M, State Street SPDR Portfolio S&P 500 ETF - $1.55M, Janus Henderson AAA CLO ETF - $1.33M, ProShares Ultra S&P500 - $532,034.75, and Fairlead Strategic Funds, LLC - Fairlead Tactical Sector ETF - $395,707.69. These positions have been the main drivers of growth and have significantly impacted the investor's overall performance.
Which stocks have generated the largest losses for this investor?
The largest losses in the portfolio are associated with the following stocks: Akre Focus ETF - $2.06M, AUGU - $193,498.51, Pinnacle Financial Partners Inc - $95,926.18, Invesco S&P 500 GARP ETF - $43,744.48, and Salesforce Inc - $40,835.16. These positions have had the most negative impact on overall performance and highlight the weaker areas of the portfolio.
What dividends does RICHARD I. ZIVI, JR's portfolio generate?
The portfolio generates substantial dividend income, with a total of $5.04M earned over time. The largest contributors to dividend income include Amplify CWP Enhanced Dividend Income ETF - $2.11M, Janus Henderson AAA CLO ETF - $1.33M, Fairlead Strategic Funds, LLC - Fairlead Tactical Sector ETF - $395,707.69, State Street SPDR Portfolio S&P 500 ETF - $134,593.73, and Invesco S&P SmallCap Momentum ETF - $117,207.65. This indicates that dividends play a meaningful role in the investor's overall strategy.
How stable are RICHARD I. ZIVI, JR's monthly returns?
RICHARD I. ZIVI, JR's monthly returns show a mixed pattern. Some months are relatively calm, while others are noticeably stronger or weaker, which suggests that performance is not fully consistent over time. This points to a strategy that may offer attractive upside but can also experience uneven short-term results.
Can RICHARD I. ZIVI, JR's strategy be considered aggressive or moderate?
RICHARD I. ZIVI, JR's strategy leans toward a moderately conservative profile. While there is still some exposure to market fluctuations, the overall structure and risk levels suggest a focus on maintaining stability rather than pursuing aggressive growth.
Should beginners follow RICHARD I. ZIVI, JR's strategy?
RICHARD I. ZIVI, JR's strategy may be suitable for beginners, but with some caution. While the overall approach is not overly complex, it still involves a certain level of risk and variability. Beginners should be prepared for occasional fluctuations and ensure they understand the strategy before trying to follow it.
