Howard Bailey Securities LLC Portfolio
Invests via Howard Bailey Securities LLC | Managed by Howard Bailey Securities LLC, AE Wealth Management LLC
Invests via Howard Bailey Securities LLC
Managed by Howard Bailey Securities LLC, AE Wealth Management LLC
Automatically Tracked
Company Profile
Serving broker-dealers, institutional investors and corporate issuers, Howard Bailey Securities LLC provides execution, capital-raising and advisory services across equities and fixed income. The firm combines trade execution and block brokerage with placement capabilities for middle-market corporate financings, and maintains market-facing sales and research coverage to support liquidity and deal flow. Active in secondary trading and private placements, the firm is positioned to connect regional issuers with national investor channels and facilitate balance-sheet and capital-structure solutions.
Serving broker-dealers, institutional investors and corporate issuers, Howard Bailey Securities LLC provides execution, capital-raising and advisory services across equities and fixed income. The firm combines trade execution and block brokerage with placement capabilities for middle-market corporate financings, and maintains market-facing sales and research coverage to support liquidity and deal flow. Active in secondary trading and private placements, the firm is positioned to connect regional issuers with national investor channels and facilitate balance-sheet and capital-structure solutions.
Investment Philosophy & Strategy
Focuses on facilitating capital markets access for middle‑market issuers through disciplined, relationship-driven underwriting and execution. Emphasizes transaction-oriented deployment: sourcing secondary and private-placement liquidity, structuring balance-sheet solutions, and syndicating risk across institutional channels. Pursues a conservative risk framework that prioritizes credit and market liquidity analysis, selective sector concentration in regional corporate issuers, and fee-for-service advisory economics over principal risk. Time horizon is deal-to-medium term, leveraging sales/research coverage to accelerate price discovery and support repeat issuer relationships.
Focuses on facilitating capital markets access for middle‑market issuers through disciplined, relationship-driven underwriting and execution. Emphasizes transaction-oriented deployment: sourcing secondary and private-placement liquidity, structuring balance-sheet solutions, and syndicating risk across institutional channels. Pursues a conservative risk framework that prioritizes credit and market liquidity analysis, selective sector concentration in regional corporate issuers, and fee-for-service advisory economics over principal risk. Time horizon is deal-to-medium term, leveraging sales/research coverage to accelerate price discovery and support repeat issuer relationships.
Disclaimer: This Portfolio is derived from and computed based on publicly available data from SEC filings.
Gain and growth charts are calculated per selected timeframe:
4.81%
Gain
Monthly
0.22%
Yearly
2.65%
Drawdown
13.13%
$259.87M
Equity
Holdings
$259.87M
Investment
$231.72M
$40.7M
Profit -$4M
Realized
$12.55M
Unrealized
$28.15M
Dividends
$9.92M
Goals
Avg. 100% completed goals
Yearly
Gain > 5% 2026
Yearly
Gain < 20% 2026
Today
Compared To Yesterday
Gain
0%
Profit
-$4M
Win %
75%
This Week
Compared To Last Week
Gain
-1.76%
Profit
-$4.66M
Win %
75%
This Month
Compared to last month
Gain
-1.48%
Profit
-$3.91M
Win %
75%
This Year
Compared to last year
Gain
6.85%
Profit
$16.66M
Win %
74%
WMT Walmart Inc.
+2.56%
+$6,876.66 
XOM Exxon Mobil Corporation
+2.23%
+$7,383.9 
ABBV AbbVie Inc.
+2.1%
+$7,687.95 
JNJ Johnson & Johnson
+2.1%
+$7,203.36 
DE Deere & Company
+1.67%
+$4,054.05 
PEP PepsiCo, Inc.
+1.57%
+$3,968.28 
CTA Simplify Managed Futures Strategy ETF
+1.55%
+$57,224.11 
WFC Wells Fargo & Company
+1.35%
+$9,916.27 
TLT iShares 20+ Year Treasury Bond ETF
+0.7%
+$1,415.41 
VFLO VictoryShares Free Cash Flow ETF
+0.63%
+$2,094.3 
AZBO AllianzIM U.S. Large Cap Buffer20 Oct ETF
+0.6%
+$19,828.4 
SPGI S&P Global Inc.
+0.59%
+$2,332.22 
RTX RTX Corporation
+0.54%
+$2,365.98 
CSX CSX Corporation
+0.45%
+$3,255.88 
TUA Simplify Short Term Treasury Futures Strategy ETF
+0.44%
+$13,333.86 
VTV Vanguard Value ETF
+0.37%
+$2,148 
DON WisdomTree U.S. MidCap Dividend Fund
+0.33%
+$1,801.77 
LLY Eli Lilly and Company
+0.33%
+$1,761.8 
SCHP Schwab U.S. TIPS ETF
+0.33%
+$3,156.82 
SPTI SPDR Portfolio Intermediate Term Treasury ETF
+0.28%
+$1,662 
SPMB SPDR Portfolio Mortgage Backed Bond ETF
+0.27%
+$1,083.3 
SCEC Sterling Capital Enhanced Cash ETF
+0.26%
+$75,986.65 
IWX iShares Russell Top 200 Value ETF
+0.23%
+$47,671 
BRK-B Berkshire Hathaway Inc.
+0.23%
+$758.23 
DMBS DoubleLine Mortgage ETF
+0.23%
+$1,146.69 
AGGY WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
+0.22%
+$2,211.6 
IBD Inspire Corporate Bond ETF
+0.21%
+$700.8 
IWS iShares Russell Mid-Cap Value ETF
+0.21%
+$22,573.95 
AAPL Apple Inc.
+0.19%
+$4,956.2 
SPIB SPDR Portfolio Intermediate Term Corporate Bond ETF
+0.17%
+$409.61 
IAUM iShares Gold Trust Micro
+0.16%
+$297.12 
AGGH Simplify Aggregate Bond ETF
+0.15%
+$4,186.14 
SPTS SPDR Portfolio Short Term Treasury ETF
+0.09%
+$189.3 
LDUR PIMCO Enhanced Low Duration Active Exchange-Traded Fund
+0.06%
+$165.6 
PYLD PIMCO Multisector Bond Active ETF
+0.06%
+$123.57 
IDXX IDEXX Laboratories, Inc.
+0.05%
+$124.87 
SHV iShares Short Treasury Bond ETF
+0.04%
+$94.36 
BILZ PIMCO Ultra Short Government Active Exchange-Traded Fund
+0.03%
+$307.1 
APOC
0%
$0 
BUCK Simplify Treasury Option Income ETF
0%
$0 
FLJJ AllianzIM U.S. Equity 6 Month Floor5 January/July ETF
0%
$0 
ONEZ
0%
$0 
PAYM TrueShares S&P Autocallable Defensive Income ETF
0%
$0 
QBER
0%
$0 
QBUL
0%
$0 
ZNOV
0%
$0 
ZSEP
0%
$0 
SNPS Synopsys, Inc.
-7.12%
-$25,075.24 
MRVL Marvell Technology, Inc.
-4.82%
-$31,589.35 
NVDA NVIDIA Corporation
-4.32%
-$81,741.07 
AVGO Broadcom Inc.
-4.27%
-$33,381.59 
ASML ASML Holding N.V. New York Registry Shares
-4.08%
-$13,479.1 
META Meta Platforms Inc Class A
-3.91%
-$21,892.01 
GOOGL Alphabet Inc
-3.67%
-$21,183.54 
GOOG Alphabet Inc
-3.55%
-$33,447.28 
TSLA Tesla, Inc.
-3.42%
-$18,993.31 
IEMG iShares Core MSCI Emerging Markets ETF
-3.3%
-$252,047.94 
XSOE WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
-3.17%
-$24,768.47 
IWY iShares Russell Top 200 Growth ETF
-3.03%
-$962,571.39 
ETN Eaton Corporation plc
-2.74%
-$7,547.7 
TTWO Take-Two Interactive Software, Inc.
-2.67%
-$6,508.8 
SCHG Schwab U.S. Large-Cap Growth ETF
-1.99%
-$18,803.22 
NTRA NATERA INC (Common Stock) – ticker 45E
-1.99%
-$5,831.68 
IWP iShares Russell Mid-Cap Growth ETF
-1.97%
-$54,387.06 
AVNM Avantis All International Markets Equity ETF
-1.64%
-$198,925.68 
AKAM Akamai Technologies Inc.
-1.6%
-$3,923.5 
EFG iShares MSCI EAFE Growth ETF
-1.55%
-$150,018.75 
ORCL Oracle Corporation
-1.54%
-$3,262.28 
SPYC Simplify US Equity PLUS Convexity ETF
-1.51%
-$7,338.84 
MSFT Microsoft Corp.
-1.49%
-$37,354.23 
AMZN Amazon.com Inc
-1.41%
-$32,393.79 
STLD Steel Dynamics Inc.
-1.34%
-$13,954.56 
SCHX Schwab U.S. Large-Cap ETF
-1.3%
-$6,495.34 
SPD Simplify US Equity PLUS Downside Convexity ETF
-1.3%
-$9,507.24 
VOO Vanguard S&P 500 ETF
-1.3%
-$3,571.05 
IVV iShares Core S&P 500 ETF
-1.29%
-$14,925.82 
SPYM State Street SPDR Portfolio S&P 500 ETF
-1.29%
-$121,600.38 
VTI VANGUARD TOTAL STOCK MKT ETF
-1.23%
-$3,557.45 
SPTM SPDR Portfolio S&P 1500 Composite Stock Market ETF
-1.23%
-$4,551.68 
NTSX WisdomTree U.S. Efficient Core Fund
-1.22%
-$17,255.52 
IDEV iShares Core MSCI International Developed Markets ETF (IDEV)
-1.1%
-$16,711.94 
SVOL Simplify Volatility Premium ETF
-1.08%
-$21,288.22 
AUGZ TrueShares Structured Outcome August ETF
-1.08%
-$10,457.09 
PTL Inspire 500 ETF
-1.07%
-$4,177.95 
DLS WisdomTree International SmallCap Dividend Fund
-1.05%
-$3,413.92 
JANZ TrueShares Structured Outcome January Fund
-1.02%
-$10,918.32 
V Visa Inc. Class A
-1.02%
-$11,282.64 
SCHW Charles Schwab Corporation
-1.01%
-$4,056 
OCTZ Trueshares Structured Outcome ETF October
-0.98%
-$4,691.25 
DDWM WisdomTree Dynamic Currency Hedged International Equity Fund
-0.98%
-$7,290.01 
SEPZ TrueShares Structured Outcome September ETF
-0.93%
-$18,732.72 
IQDG WisdomTree International Quality Dividend Growth Fund
-0.93%
-$4,640.34 
TMSL T. Rowe Price Small-Mid Cap ETF
-0.91%
-$2,337.27 
SPUC Simplify US Equity PLUS Upside Convexity ETF
-0.9%
-$4,029.32 
DECZ TrueShares Structured Outcome December ETF
-0.86%
-$8,277.37 
GDE WisdomTree Efficient Gold Plus
-0.84%
-$3,950.97 
DBMF iMGP DBi Managed Futures Strategy ETF
-0.76%
-$2,362.45 
DGRW WisdomTree U.S. Quality Dividend Growth Fund
-0.72%
-$8,906.42 
VTWO Vanguard Russell 2000 ETF
-0.7%
-$40,892.04 
SBAR Simplify Barrier Income ETF
-0.7%
-$21,043.26 
JPM JPMorgan Chase & Co.
-0.69%
-$3,225.58 
JULW AllianzIM U.S. Large Cap Buffer20 Jul ETF
-0.62%
-$19,747.2 
TJUL Innovator Equity Defined Protection ETF 0725
-0.59%
-$3,934.82 
WTMF WisdomTree Managed Futures Strategy Fund
-0.57%
-$2,101.64 
DECU AllianzIM U.S. Large Cap Buffer10 Dec ETF
-0.53%
-$13,604.75 
PH Parker-Hannifin Corporation
-0.51%
-$3,337.61 
EFV iShares MSCI EAFE Value ETF
-0.51%
-$54,399.6 
SPLS PIMCO U.S. Stocks PLUS Active Bond Exchange-Traded Fund
-0.48%
-$2,349.38 
JULU AllianzIM U.S. Large Cap Buffer10 Jul ETF
-0.42%
-$3,230.41 
GSEP FT Vest US Equity Moderate B Fund
-0.4%
-$2,328.48 
FOXY Simplify Currency Strategy ETF
-0.38%
-$11,388.19 
SIXO AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF
-0.28%
-$16,954 
EES WisdomTree U.S. SmallCap Fund
-0.2%
-$789.74 
ONEH TrueShares Equity Hedge ETF
-0.18%
-$776.38 
PAYH TrueShares S&P Hedged Structured Income High ETF
-0.15%
-$722.82 
SEPW AllianzIM U.S. Large Cap Buffer20 Sep ETF
-0.15%
-$5,726 
GAEM Simplify Gamma Emerging Market Bond ETF
-0.11%
-$1,104.09 
SCNM Sterling Capital National Municipal Bond ETF
-0.08%
-$2,035.77 
ZAUG Innovator Equity Protector ETF - August Series
-0.08%
-$261.71 
QHY WisdomTree U.S. High Yield Corporate Bond Fund
-0.07%
-$164.26 
AIOO AllianzIM U.S. Equity Buffer100 Protection ETF
-0.04%
-$590.74 
DLN WisdomTree U.S. LargeCap Dividend Fund
-0.01%
-$95.76 Events
Loading...
Dividends
Dividend Analysis
Loading...
No Data
| Trades 1004 | Longs Won 584/1004 58% | Profit Factor 6.93 |
| Profitability | Shorts Won 0/0 0% | Standard Deviation $244,277.21 |
| Average Win $81,435.77 | Best Trade (Jul 10) $5.71M | Sharpe Ratio -17.14 |
| Average Loss -$16,337.42 | Worst Trade (Jul 14) -$1.37M | Z-Score -3.9 (100%) |
| Commissions $0 | Avg. Trade Length 9m 3w | Expectancy $40,534.63 |
| Loss Size | 100% | 90% | 80% | 70% | 60% | 50% | 40% | 30% | 20% | 10% |
| Probability of Loss | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% |
| Consecutive Losing Trades | 15,873 | 14,286 | 12,698 | 11,111 | 9,524 | 7,937 | 6,349 | 4,762 | 3,175 | 1,587 |
Hover over the desired column for a detailed explanation.
Returns
Overall, MonthlyNo Data
Option values are updated at end of day.
No Data
No Data
Option values are updated at end of day.
No Data
No Data
No Data
No Data
