Carol Smith Portfolio
Invests via Access Investment Management LLC | Managed by Matthew Darren Reams, Joshua A. Husted
Invests via Access Investment Management LLC
Managed by Matthew Darren Reams, Joshua A. Husted
Automatically Tracked
Carol Smith Profile
Experienced investment executive focused on growth equity and operational improvement across technology and healthcare sectors. Carol Smith brings senior experience in portfolio management, deal sourcing, and strategic finance, having led cross-functional teams and executed bolt-on acquisitions. Known for structuring value-oriented investments, driving EBITDA expansion and supporting board-level governance; frequently engages with LPs, CFOs and founders on capital strategies and exit planning.
Experienced investment executive focused on growth equity and operational improvement across technology and healthcare sectors. Carol Smith brings senior experience in portfolio management, deal sourcing, and strategic finance, having led cross-functional teams and executed bolt-on acquisitions. Known for structuring value-oriented investments, driving EBITDA expansion and supporting board-level governance; frequently engages with LPs, CFOs and founders on capital strategies and exit planning.
Investment Philosophy & Strategy
Prefers growth-equity investments in technology and healthcare where active operational stewardship can accelerate revenue and EBITDA expansion. Emphasizes structured, value-oriented deals with clear governance and board engagement, often deploying bolt‑on M&A to deepen product or market positions. Focuses on cross‑functional diligence, aligning management incentives and capital structures to optimize exit timing and LP outcomes. Time horizon is medium-to-long term, balancing growth upside with disciplined downside protection through covenants, staged financings and conservative leverage. Competitive edge derives from hands-on portfolio operations, strategic finance expertise and strong founder/CFO relations to execute scaling plans.
Prefers growth-equity investments in technology and healthcare where active operational stewardship can accelerate revenue and EBITDA expansion. Emphasizes structured, value-oriented deals with clear governance and board engagement, often deploying bolt‑on M&A to deepen product or market positions. Focuses on cross‑functional diligence, aligning management incentives and capital structures to optimize exit timing and LP outcomes. Time horizon is medium-to-long term, balancing growth upside with disciplined downside protection through covenants, staged financings and conservative leverage. Competitive edge derives from hands-on portfolio operations, strategic finance expertise and strong founder/CFO relations to execute scaling plans.
Disclaimer: This Portfolio is derived from and computed based on publicly available data from SEC filings.
Gain and growth charts are calculated per selected timeframe:
41.1%
Gain -0.87%
Monthly
1.08%
Yearly
13.77%
Drawdown
26.95%
$434.53M
Equity
Holdings
$434.53M
Investment
$321.24M
$111.66M
Profit -$3.33M
Realized
-$1.64M
Unrealized
$113.3M
Dividends
$19.17M
Goals
Avg. 100% completed goals
Yearly
Gain > 5% 2026
Yearly
Gain < 20% 2026
Today
Compared To Yesterday
Gain
-0.87%
Profit
-$3.33M
Win %
71%
This Week
Compared To Last Week
Gain
-3.01%
Profit
-$13.48M
Win %
71%
This Month
Compared to last month
Gain
-0.76%
Profit
-$3.33M
Win %
71%
This Year
Compared to last year
Gain
14.34%
Profit
$54.57M
Win %
67%
AMZN Amazon.com Inc
+15.32%
+$7,685.04 
ETN Eaton Corporation plc
+7.32%
+$1,557.05 
GOOGL Alphabet Inc
+6.73%
+$7,415.1 
APO Apollo Global Management, Inc.
+4.44%
+$755,124.06 
TSQ Townsquare Media Inc.
+3.86%
+$28,946.5 
MYE Myers Industries Inc.
+3.61%
+$63,242.55 
META Meta Platforms Inc Class A
+3.28%
+$1,326 
MSFT Microsoft Corp.
+3.02%
+$5,584.2 
HTGC Hercules Capital Inc.
+3.01%
+$18,336 
NVDA NVIDIA Corporation
+2.93%
+$1,370.4 
CTSH Cognizant Technology Solutions Corporation
+2.69%
+$105,958.75 
AVT Avnet Inc.
+2.35%
+$163,200 
GLW Corning Incorporated
+2.24%
+$2,578.53 
CSCO Cisco Systems, Inc.
+2.14%
+$714.42 
LQDT Liquidity Services Inc.
+2.12%
+$162,137.7 
JBL Jabil Inc.
+2.12%
+$763,715.92 
OKE ONEOK, Inc.
+1.95%
+$591.6 
NOC Northrop Grumman Corporation
+1.43%
+$167.86 
PH Parker-Hannifin Corporation
+1.43%
+$316.02 
CAH Cardinal Health Inc.
+1.3%
+$4,614.63 
CMCSA Comcast Corp
+1.23%
+$21,387.5 
WFC Wells Fargo & Company
+1.19%
+$322.32 
URI United Rentals, Inc.
+0.99%
+$339,331.18 
III Information Services Group Inc.
+0.97%
+$153 
IBM International Business Machines Corporation
+0.86%
+$124.15 
MCD McDonald's Corporation
+0.82%
+$1,430.01 
FHN First Horizon Corporation
+0.75%
+$17,200.7 
SPY SPDR S&P 500 ETF Trust
+0.72%
+$213.6 
QQQ Invesco QQQ Trust, Series 1
+0.65%
+$13.32 
VONE Vanguard Russell 1000 ETF
+0.64%
+$3,286.59 
CUBI Customers Bancorp Inc.
+0.61%
+$67,171.2 
RJF Raymond James Financial Inc.
+0.58%
+$30,013.16 
DFIN Donnelley Financial Solutions Inc.
+0.57%
+$63,135.68 
DIA SPDR Dow Jones Industrial Average ETF Trust
+0.54%
+$126.45 
HON Honeywell International Inc.
+0.47%
+$197.22 
PNC The PNC Financial Services Group, Inc.
+0.47%
+$106.72 
IWD iShares Russell 1000 Value ETF
+0.44%
+$199.8 
QGRO American Century U.S. Quality Growth ETF
+0.4%
+$652.05 
RTX RTX Corporation
+0.39%
+$177.24 
PG Procter & Gamble Co
+0.37%
+$212 
SFM Sprouts Farmers Market, Inc.
+0.36%
+$4,456.25 
BAC Bank of America Corporation
+0.36%
+$46,216.5 
SF Stifel Financial Corp.
+0.34%
+$59,850 
GD General Dynamics Corporation
+0.32%
+$145.18 
JPM JPMorgan Chase & Co.
+0.27%
+$33,135 
CATY Cathay General Bancorp
+0.25%
+$3,390.42 
CWST Casella Waste Systems Inc.
+0.23%
+$945 
CME CME Group Inc.
+0.21%
+$27.36 
JNJ Johnson & Johnson
+0.21%
+$2,830.73 
ADI Analog Devices, Inc.
+0.2%
+$139.86 
KBWB Invesco KBW Bank ETF
+0.2%
+$11.4 
CMI Cummins Inc.
+0.19%
+$21.96 
JACK Jack in the Box Inc.
+0.18%
+$990 
USB U.S. Bancorp
+0.17%
+$892.64 
T AT&T Inc.
+0.17%
+$23.44 
MS Morgan Stanley
+0.17%
+$109.08 
BNY BlackRock New York Municipal Income Trust
+0.16%
+$37.5 
CB Chubb Limited
+0.15%
+$75.26 
RITM Rithm Capital Corp.
+0.1%
+$1,260 
C Citigroup Inc.
+0.1%
+$15,492.47 
IIIN Insteel Industries Inc.
+0.1%
+$7.95 
WM Waste Management, Inc.
+0.1%
+$10.34 
IJS iShares S&P Small-Cap 600 Value ETF
+0.09%
+$3,908.49 
ABT Abbott Laboratories
+0.09%
+$28.8 
EWBC East West Bancorp Inc.
+0.07%
+$11,362.5 
COLB Columbia Banking System, Inc.
+0.06%
+$1,515.8 
AVUV Avantis U.S. Small Cap Value ETF
+0.03%
+$103.8 
DIS The Walt Disney Company
+0.03%
+$195.81 
FBIN Fortune Brands Innovations Inc.
+0.02%
+$251.6 
DXC Dxc Technology Co.
0%
$0 
LEA Lear Corporation
-10.72%
-$78,450 
AAPL Apple Inc.
-7.35%
-$21,209.8 
CMCO Columbus McKinnon Corporation
-7.3%
-$125,481 
LIN Linde plc
-5.95%
-$726.24 
ACFN Acorn Energy Inc.
-4.12%
-$972 
FWRG First Watch Restaurant Group, Inc.
-3.67%
-$78,992.9 
AEM Agnico Eagle Mines Limited
-3.63%
-$219,200 
SW Smurfit WestRock PLC
-3.26%
-$225,796.25 
IART Integra LifeSciences Holdings Corporation
-2.75%
-$301,051.45 
MPAA Motorcar Parts of America, Inc.
-2.62%
-$282.6 
ON ON Semiconductor Corporation
-2.54%
-$294,887.85 
ABBV AbbVie Inc.
-2.51%
-$1,539.86 
SBH Sally Beauty Holdings Inc.
-2.48%
-$214,264.9 
CCEP Coca-Cola Europacific Partners PLC
-2.01%
-$12,375 
ARE Alexandria Real Estate Equities, Inc.
-1.98%
-$10,608 
PRGO Perrigo Company plc
-1.94%
-$8,500 
LZB La-Z-Boy Inc.
-1.87%
-$138,281.25 
TPB Turning Point Brands Inc.
-1.84%
-$45,269.06 
BTI British American Tobacco p.l.c. ADR
-1.69%
-$16,042 
AON Aon plc
-1.64%
-$373.24 
UTHR United Therapeutics Corporation
-1.54%
-$17,606.79 
WHR Whirlpool Corporation
-1.5%
-$9,804 
GLDM SPDR Gold MiniShares Trust
-1.46%
-$4,902.8 
NVS Novartis AG Sponsored ADR
-1.45%
-$212.97 
LADR Ladder Capital Corp.
-1.44%
-$67,731.44 
MNST Monster Beverage Corporation
-1.3%
-$509.27 
F Ford Motor Company
-1.21%
-$180 
TJX The TJX Companies, Inc.
-1.21%
-$140.16 
IQV IQVIA Holdings Inc.
-1.17%
-$5,900.07 
ACRE Ares Commercial Real Estate Corporation
-1.16%
-$5,635 
OMC Omnicom Group Inc.
-1.14%
-$55,346.2 
LOW Lowe's Companies Inc.
-1.08%
-$199.76 
MCK McKesson Corporation
-1.08%
-$512.6 
DOC Healthpeak Properties, Inc.
-1.04%
-$3,517.83 
MFIC MidCap Financial Investment Corporation
-1.03%
-$400 
NDAQ Nasdaq, Inc.
-1.02%
-$299.73 
KO The Coca-Cola Company
-1.02%
-$148.5 
VPL Vanguard FTSE Pacific ETF
-1.01%
-$75,863.02 
PDN Invesco FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF
-1%
-$2,150.5 
UPS United Parcel Service, Inc.
-1%
-$7,854 
XOM Exxon Mobil Corporation
-0.97%
-$413.1 
VRTX Vertex Pharmaceuticals Incorporated
-0.95%
-$276 
LNC Lincoln National Corporation
-0.89%
-$80,565 
INGR Ingredion Inc.
-0.87%
-$15,803.55 
SON Sonoco Products Co.
-0.81%
-$133,333.3 
D Dominion Energy, Inc.
-0.8%
-$238 
FSUN FirstSun Capital Bancorp
-0.8%
-$16,654.75 
MA Mastercard Incorporated
-0.74%
-$42.5 
BLK BlackRock, Inc.
-0.73%
-$95.76 
IYH iShares U.S. Healthcare ETF
-0.7%
-$60 
DUK Duke Energy Corporation
-0.67%
-$220.08 
LKQ LKQ Corporation
-0.66%
-$32,477.25 
BRO Brown & Brown Inc.
-0.66%
-$4,700 
BALL Ball Corp.
-0.63%
-$23,972.7 
NMRK Newmark Group Inc.
-0.56%
-$4,895.83 
WLY John Wiley & Sons Inc.
-0.55%
-$106,290.8 
JRSH Jerash Holdings (US), Inc.
-0.54%
-$1,126.25 
PBT Permian Basin Royalty Trust
-0.54%
-$480 
FLQM Franklin U.S. Mid Cap Multifactor Index Fund
-0.51%
-$667.43 
LULU lululemon athletica inc.
-0.51%
-$954.65 
VYMI Vanguard International High Dividend Yield Index Fund
-0.51%
-$11,023.92 
SPYD SPDR Portfolio S&P 500 High Dividend ETF
-0.48%
-$240 
G Genpact Ltd.
-0.45%
-$40,403.52 
HD The Home Depot, Inc.
-0.42%
-$278 
SCHC Schwab International Small-Cap Equity ETF
-0.41%
-$400 
PVH PVH Corp.
-0.4%
-$37,782.72 
EWW iShares MSCI Mexico ETF
-0.39%
-$103.5 
ETR Entergy Corporation
-0.38%
-$46.74 
AXP American Express Company
-0.38%
-$104.14 
ARCC Ares Capital Corporation
-0.37%
-$2,147.25 
RSG Republic Services, Inc.
-0.37%
-$3,120 
XTN SPDR S&P Transportation ETF
-0.36%
-$312 
ADSK Autodesk, Inc.
-0.33%
-$69.3 
DGRO iShares Core Dividend Growth ETF
-0.28%
-$167.2 
FBND Fidelity Total Bond ETF
-0.27%
-$1,134.6 
COST Costco Wholesale Corporation
-0.24%
-$114 
VBR VANGUARD SMALL-CAP VALUE ETF
-0.2%
-$7,200 
SPYV SPDR Portfolio S&P 500 Value ETF
-0.16%
-$105 
FITB Fifth Third Bancorp
-0.16%
-$13,779 
IDV iShares International Select Dividend ETF
-0.14%
-$6,413.4 
IJH iShares Core S&P Mid-Cap ETF
-0.11%
-$54 
XLF Financial Select Sector SPDR Fund
-0.1%
-$24 
OTEX Open Text Corporation
-0.08%
-$6,404.3 
KFRC Kforce Inc.
-0.07%
-$2,620.8 
WTFC Wintrust Financial Corporation
-0.07%
-$2,010.25 
SEIC SEI Investments Company
-0.06%
-$8.28 
V Visa Inc. Class A
-0.04%
-$24.92 Events
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Dividends
Dividend Analysis
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| Trades 650 | Longs Won 393/650 60% | Profit Factor 3.46 |
| Profitability | Shorts Won 0/0 0% | Standard Deviation $1.3M |
| Average Win $399,528.59 | Best Trade (Aug 14) $28.29M | Sharpe Ratio -10.57 |
| Average Loss -$176,492.12 | Worst Trade (Mar 31) -$4.38M | Z-Score 9.42 (100%) |
| Commissions $0 | Avg. Trade Length 1y 3m 3w 2d | Expectancy $171,778.86 |
| Loss Size | 100% | 90% | 80% | 70% | 60% | 50% | 40% | 30% | 20% | 10% |
| Probability of Loss | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | <0.01% | 0.01% |
| Consecutive Losing Trades | 2,463 | 2,217 | 1,970 | 1,724 | 1,478 | 1,232 | 985 | 739 | 493 | 246 |
Hover over the desired column for a detailed explanation.
Returns
Overall, Monthly| Symbol | Quantity | Cost | Value | Comm. | Profit ($) | Gain (%) | Change |
|---|---|---|---|---|---|---|---|
| AAPL Apple Inc. | 865 | $170,431.42 | $267,207.15 | - | $96,775.73 | 56.78% | -7.354% |
| ABBV AbbVie Inc. | 238 | $44,178 | $59,723.72 | - | $15,545.72 | 35.19% | -2.513% |
| ABT Abbott Laboratories | 320 | $43,524 | $33,824 | - | -$9,700 | -22.29% | +0.085% |
| ACFN Acorn Energy Inc. | 1,200 | $30,608 | $22,620 | - | -$7,988 | -26.1% | -4.12% |
| ACRE Ares Commercial Real Estate Corporation | 112,700 | $974,787.37 | $480,102 | - | -$494,685.37 | -50.75% | -1.16% |
| ADI Analog Devices, Inc. | 189 | $44,986 | $69,440.49 | - | $24,454.49 | 54.36% | +0.202% |
| ADSK Autodesk, Inc. | 90 | $27,862 | $21,078 | - | -$6,784 | -24.35% | -0.328% |
| AEM Agnico Eagle Mines Limited | 40,000 | $2.19M | $5.81M | - | $3.62M | 164.85% | -3.635% |
| AMZN Amazon.com Inc | 213 | $46,730.18 | $57,846.54 | - | $11,116.36 | 23.79% | +15.321% |
| AON Aon plc | 62 | $22,120 | $22,354.1 | - | $234.1 | 1.06% | -1.642% |
| APO Apollo Global Management, Inc. | 141,409 | $13.21M | $17.76M | - | $4.55M | 34.47% | +4.441% |
| ARCC Ares Capital Corporation | 30,675 | $614,420.65 | $575,463 | - | -$38,957.65 | -6.34% | -0.372% |
| ARE Alexandria Real Estate Equities, Inc. | 10,200 | $740,826.41 | $524,790 | - | -$216,036.41 | -29.16% | -1.981% |
| AVT Avnet Inc. | 80,000 | $4.03M | $7.11M | - | $3.08M | 76.27% | +2.35% |
| AVUV Avantis U.S. Small Cap Value ETF | 2,595 | $286,670 | $325,101.6 | - | $38,431.6 | 13.41% | +0.032% |
| AXP American Express Company | 82 | $26,157 | $27,572.5 | - | $1,415.5 | 5.41% | -0.376% |
| BAC Bank of America Corporation | 210,075 | $7.07M | $13.01M | - | $5.94M | 83.97% | +0.356% |
| BALL Ball Corp. | 58,470 | $3.46M | $3.79M | - | $338,541 | 9.8% | -0.628% |
| BLK BlackRock, Inc. | 12 | $12,591 | $13,084.68 | - | $493.68 | 3.92% | -0.727% |
| BNY BlackRock New York Municipal Income Trust | 150 | $13,667 | $23,449.5 | - | $9,782.5 | 71.58% | +0.16% |
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FAQ
Which stocks have generated the highest profits for Carol Smith?
The largest contributions to the portfolio's profits come from the following stocks: Turning Point Brands Inc - $5.22M, Agnico Eagle Mines Limited - $3.53M, Westrock Co - $3.13M, JPMorgan Chase & Co - $3.1M, and Jabil Inc - $2.62M. These positions have been the main drivers of growth and have significantly impacted the investor's overall performance.
Which stocks have generated the largest losses for this investor?
The largest losses in the portfolio are associated with the following stocks: Perrigo Company plc - $3.89M, Whirlpool Corporation - $2.92M, Customers Bancorp Inc - $2.09M, Jeld-Wen Holding, Inc - $1.21M, and O-I Glass, Inc - $1.21M. These positions have had the most negative impact on overall performance and highlight the weaker areas of the portfolio.
What dividends does Carol Smith's portfolio generate?
The portfolio generates substantial dividend income, with a total of $19.17M earned over time. The largest contributors to dividend income include Whirlpool Corporation - $1.09M, Lincoln National Corporation - $976,725, Sonoco Products Co - $918,755.2, East West Bancorp Inc - $896,788, and Smurfit WestRock PLC - $877,607.56. This indicates that dividends play a meaningful role in the investor's overall strategy.
How stable are Carol Smith's monthly returns?
Carol Smith's monthly returns appear quite volatile. The gap between stronger and weaker months is meaningful, which suggests that the strategy can experience noticeable swings over relatively short periods. For users assessing this profile, that usually means returns may be attractive over time, but the path can be uneven and harder to tolerate during weaker periods.
Can Carol Smith's strategy be considered aggressive or moderate?
Carol Smith's strategy can be described as moderate. It balances growth potential with risk management, showing a willingness to accept some volatility while still maintaining a relatively structured and diversified approach.
Should beginners follow Carol Smith's strategy?
Carol Smith's strategy is probably not ideal for beginners. The combination of risk, volatility, or portfolio complexity may make it harder to follow and understand without prior experience. Users who are new to investing may find it challenging to replicate or tolerate the performance swings.
